James Hayett has been Owner and CCO of Morgan-Aly Wealth Management since November 2023, is a control person of the firm and directly owns between 25% and 50% of it. James Hayett studied at the University of Wisconsin at Milwaukee and the University of Wisconsin at Stevens Point.
Morgan-Aly Wealth Management, LLC is a Waukesha, WI firm with $105M under management, 157 clients and 2 advisers in one office, as of its April 2026 filing.
Jim Hayett is Founding Partner, Portfolio Manager & Wealth Advisor of Morgan-Aly Wealth Management Group, based in Waukesha, WI. He manages retirement portfolios with an emphasis on risk management, and his specialty is equity and fixed income planning using individual stocks and bonds. Hayett has been a registered advisor since 1982.
James Hayett’s longest registration was 8 years at Raymond James Financial Services Advisors, Inc (2014–2023). Before joining Morgan-Aly Wealth Management in 2023, James Hayett was registered through Raymond James Financial Services Advisors, Inc and Next Financial Group, Inc.
- – present · 2 yearsWaukesha, WI · Adviser representative · Firm CRD 328483
- Raymond James Financial Services Advisors, Inc– · 8 yearsWaukesha, WI · Adviser representative · Firm CRD 149018
- Next Financial Group, Inc.– · 6 yearsPewaukee, WI · Adviser representative · Firm CRD 46214
- Aig Financial Advisors, Inc.– · 2 yearsHartland, WI · Adviser representative · Firm CRD 133763
- Sentra Securities Corp– · 2 yearsHartland, WI · Adviser representative · Firm CRD 10249
Professional designations
Listed by Morgan-Aly Wealth Management
- Certified Plan Fiduciary Advisor (CPFA)
Investment adviser representative registrations
James Hayett is registered as an investment adviser representative in Texas, as a resident of Texas, since April 2024.
- TexasResidentSince 12 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 1 September 1999 |
| Series 24 | General Securities Principal Examination | 17 October 1991 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 24 August 1989 |
| Series 7 | General Securities Representative Examination | 17 March 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 September 1982 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 3 February 1982 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Arthur Hayett
- CRD
- 1015599
- Firm
- Morgan-Aly Wealth Management · CRD 328483
- Role
- Owner and CCO
- Office
- N4W22370 BLUEMOUND RD, SUITE 204, Waukesha, WI 53186
- Registration
- Investment adviser registration
- In the industry since
- April 1982
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- morgan-aly.com
Where does James Hayett work?
James Hayett has been Owner and CCO of Morgan-Aly Wealth Management, LLC since November 2023, and is a control person of the firm.
Is James Hayett a financial advisor?
Yes. James Hayett has a current investment-adviser registration in Texas, through Morgan-Aly Wealth Management since December 2023.
How many years of experience does James Hayett have?
James Hayett has 44 years in the financial industry, since April 1982, across 5 adviser firms.
What exams has James Hayett passed?
James Hayett has passed 8 licensing exams: the Series 6, Series 63, Series 7, Series 8, Series 24, Series 65, Series 10 and Series 9. The earliest, the Series 6, was passed in February 1982. FINRA credited James Hayett with the SIE, which began in October 2018.
Where did James Hayett work before Morgan-Aly Wealth Management?
Before Morgan-Aly Wealth Management, James Hayett was registered through Next Financial Group, Inc., March 2008 to December 2014; Aig Financial Advisors, Inc., October 2005 to April 2008; Sentra Securities Corp, April 2003 to October 2005.
Where is James Hayett based?
James Hayett’s registered office is in Waukesha, WI.
Is James Hayett registered with FINRA?
No. James Hayett has no current broker registration.
How can I verify James Hayett’s record?
Search CRD 1015599 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Hayett’s full registration record.
