James Gray has been an investment adviser representative at Wealth Management of the Bluegrass since July 2020, and is not listed among the firm’s executive officers or direct owners.
Wealth Management of the Bluegrass, LLC. is a Lexington, KY firm with $187M under management, 159 clients and 2 advisers in one office, as of its March 2026 filing.
- – present · 6 yearsLexington, KY · Adviser representative · Firm CRD 289163
Investment adviser representative registrations
James Gray is registered as an investment adviser representative in Kentucky, since July 2020.
- KentuckySince 2 July 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 July 2020 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 22 January 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 11 September 2006 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 8 December 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Carl Gray
- CRD
- 2270589
- Firm
- Wealth Management of the Bluegrass · CRD 289163
- Office
- 424 LEWIS HARGETT CIRCLE, SUITE 250, Lexington, KY 40503
- Registration
- Investment adviser registration
- In the industry since
- September 1994
- Disciplinary history
- Not yet shown here · SEC record
Where does James Gray work?
James Gray is an investment adviser representative registered through Wealth Management of the Bluegrass, LLC. since July 2020, and is not listed among the firm’s executive officers or direct owners.
Is James Gray a financial advisor?
Yes. James Gray has a current investment-adviser registration in Kentucky, through Wealth Management of the Bluegrass since July 2020.
How many years of experience does James Gray have?
James Gray has 32 years in the financial industry, since September 1994, across 1 adviser firm.
What exams has James Gray passed?
James Gray has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in December 1992. FINRA credited James Gray with the SIE, which began in October 2018.
Where is James Gray based?
James Gray’s registered office is in Lexington, KY.
Is James Gray registered with FINRA?
No. James Gray has no current broker registration.
How can I verify James Gray’s record?
Search CRD 2270589 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Gray’s full registration record.