James Goodhart has been an investment adviser representative at Chancellor Financial Group since November 2021, and is not listed among the firm’s executive officers or direct owners.
Chancellor Financial Group LP is a Wilkes-Barre, PA firm with $249M under management, 1,298 clients and 6 advisers across 3 offices, as of its March 2026 filing.
- – present · 4 yearsPottstown, PA · Adviser representative · Firm CRD 159563
Investment adviser representative registrations
James Goodhart is registered as an investment adviser representative in Pennsylvania, since November 2021.
- PennsylvaniaSince 16 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 October 2021 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 November 1993 |
| Series 5 | Interest Rate Options Examination | 17 October 1981 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 August 1980 |
| Series 7 | General Securities Representative Examination | 19 July 1980 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Interest Rate Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Robert Goodhart
- CRD
- 712174
- Firm
- Chancellor Financial Group · CRD 159563
- Office
- Pottstown, PA
- Registration
- Investment adviser registration
- In the industry since
- March 1983
- Disciplinary history
- Not yet shown here · SEC record
Where does James Goodhart work?
James Goodhart is an investment adviser representative registered through Chancellor Financial Group LP since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is James Goodhart a financial advisor?
Yes. James Goodhart has a current investment-adviser registration in Pennsylvania, through Chancellor Financial Group since November 2021.
How many years of experience does James Goodhart have?
James Goodhart has 43 years in the financial industry, since March 1983, across 1 adviser firm.
What exams has James Goodhart passed?
James Goodhart has passed 5 licensing exams: the Series 7, Series 63, Series 5, Series 24 and Series 65. The earliest, the Series 7, was passed in July 1980. FINRA credited James Goodhart with the SIE, which began in October 2018.
Where is James Goodhart based?
James Goodhart’s registered office is in Pottstown, PA.
Is James Goodhart registered with FINRA?
No. James Goodhart has no current broker registration.
How can I verify James Goodhart’s record?
Search CRD 712174 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Goodhart’s full registration record.
