James Garraway has been an investment adviser representative at Simplified Wealth Management since February 2022, and is not listed among the firm’s executive officers or direct owners.
Simplified Wealth Management, LLC is a Hattiesburg, MS firm with $226M under management, 712 clients and 7 advisers in one office, as of its February 2026 filing.
- Simplified Wealth ManagementCurrent– present · 4 yearsHattiesburg, MS · Adviser representative · Firm CRD 297059
Investment adviser representative registrations
James Garraway is registered as an investment adviser representative in Mississippi, since February 2022.
- MississippiSince 16 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 25 January 2022 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 January 2020 |
| Series 6TO | Investment Company Products/Variable Contracts Representative Examination | 15 November 2019 |
| SIE | Securities Industry Essentials Examination | 16 October 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- James Floyd Garraway
- CRD
- 7132872
- Firm
- Simplified Wealth Management · CRD 297059
- Office
- 14 ORLEANS DRIVE, Hattiesburg, MS 39402
- Registration
- Investment adviser registration
- In the industry since
- December 2019
- Disciplinary history
- Not yet shown here · SEC record
Where does James Garraway work?
James Garraway is an investment adviser representative registered through Simplified Wealth Management, LLC since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is James Garraway a financial advisor?
Yes. James Garraway has a current investment-adviser registration in Mississippi, through Simplified Wealth Management since February 2022.
How many years of experience does James Garraway have?
James Garraway has 6 years in the financial industry, since December 2019, across 1 adviser firm.
What exams has James Garraway passed?
James Garraway has passed 4 licensing exams: the SIE, Series 6TO, Series 63 and Series 65. The earliest, the SIE, was passed in October 2019.
Where is James Garraway based?
James Garraway’s registered office is in Hattiesburg, MS.
Is James Garraway registered with FINRA?
No. James Garraway has no current broker registration.
How can I verify James Garraway’s record?
Search CRD 7132872 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Garraway’s full registration record.