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James Foggo

Chief Compliance Officer at Obrien Greene & Co

Firm officerUpdated

James Foggo has been Chief Compliance Officer of Obrien Greene & Co Inc, a Media, PA investment adviser managing $464M, since October 2021.

5
Years in role
$464M
Firm AUM
148
Firm clients
4
Firm advisers

From Form ADV filed 17 June 2026Form ADV

Career

James Foggo is not listed as a control person, but directly owns under 5% of Obrien Greene & Co.

Obrien Greene & Co is an investment adviser based in Media, PA, registered with the SEC since 1969. It provides financial planning and investment management. Its clients include high-net-worth individuals, pension and profit-sharing plans, and charitable organizations. Its regulatory assets under management total $464 million, as filed on 17 June 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
1796884
Firm
Obrien Greene & Co · CRD 110281
Role
Chief Compliance Officer
In role since
October 2021 · 5 years
Control person
Not listed
Direct ownership
Under 5%
Firm headquarters
Media, PA
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does James Foggo work?

James Foggo has been Chief Compliance Officer of Obrien Greene & Co Inc since October 2021.

Source: Form ADV, Schedule A, filed 17 June 2026

How can I verify James Foggo’s record?

James Foggo’s role is listed on Obrien Greene & Co Inc’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 110281.

Source: Form ADV, Schedule A, filed 17 June 2026

Leadership at Obrien Greene & Co

Sources

  1. IAPD individual lookup, CRD 1796884, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Obrien Greene & Co Inc, filed 17 June 2026. Title, control and ownership bands.