James Ferguson has been an investment adviser representative at Creekmur Asset Management since February 2025, and is not listed among the firm’s executive officers or direct owners. James Ferguson holds a Bachelor's degree in finance from the University of Toledo and a Master of Business Administration in specializing in finance from Capella University.
Creekmur Asset Management, LLC is a Morton, IL firm with $800M under management, 1,902 clients and 15 advisers across 8 offices, as of its September 2026 filing.
Jim Ferguson is a Wealth Advisor of Creekmur Wealth Advisors, which he joined in January 2025. He began his career in the financial industry with Fifth Third Bank in Toledo, Ohio, in June 2003, and most recently worked as a premier banker with Wells Fargo in Alpharetta, Georgia. He works with clients to build a holistic plan to meet their goals.
James Ferguson’s longest registration was 3 years at Merrill Lynch, Pierce, Fenner & Smith Incorporated (2018–2021). Before joining Creekmur Asset Management in 2025, James Ferguson was registered through Wells Fargo Advisors and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
- – present · 1 yearMaumee, OH · Adviser representative · Firm CRD 306903
- Wells Fargo Advisors– · 2 yearsAlpharetta, GA · Adviser representative · Firm CRD 19616
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · 3 yearsCumming, GA · Adviser representative · Firm CRD 7691
- TD Ameritrade, Inc.– · under a yearMarietta, GA · Adviser representative · Firm CRD 7870
- TD Ameritrade Investment Management, LLC– · under a yearOmaha, NE · Adviser representative · Firm CRD 111514
- Scottrade Investment Management– · under a yearSaint Louis, MO · Adviser representative · Firm CRD 169988
Investment adviser representative registrations
James Ferguson is registered as an investment adviser representative in Ohio, since February 2025.
- OhioSince 12 February 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 14 July 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 September 2011 |
| Series 7 | General Securities Representative Examination | 1 September 2011 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 1 November 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Michael Ferguson
- CRD
- 5432286
- Firm
- Creekmur Asset Management · CRD 306903
- Office
- 301 River Road, Suite 305, Maumee, OH 43537
- Registration
- Investment adviser registration
- In the industry since
- May 2011
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- creekmurwealth.com
Where does James Ferguson work?
James Ferguson is an investment adviser representative registered through Creekmur Asset Management, LLC since February 2025, and is not listed among the firm’s executive officers or direct owners.
Is James Ferguson a financial advisor?
Yes. James Ferguson has a current investment-adviser registration in Ohio, through Creekmur Asset Management since February 2025.
How many years of experience does James Ferguson have?
James Ferguson has 15 years in the financial industry, since May 2011, across 6 adviser firms.
What exams has James Ferguson passed?
James Ferguson has passed 4 licensing exams: the Series 6, Series 7, Series 63 and Series 66. The earliest, the Series 6, was passed in November 2007. FINRA credited James Ferguson with the SIE, which began in October 2018.
Where did James Ferguson work before Creekmur Asset Management?
Before Creekmur Asset Management, James Ferguson was registered through Wells Fargo Advisors, December 2021 to October 2024; Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2018 to October 2021; TD Ameritrade, Inc., February 2018 to August 2018; TD Ameritrade Investment Management, LLC, February 2018 to August 2018; Scottrade Investment Management, July 2017 to February 2018.
Where is James Ferguson based?
James Ferguson’s registered office is in Maumee, OH.
Is James Ferguson registered with FINRA?
No. James Ferguson has no current broker registration.
How can I verify James Ferguson’s record?
Search CRD 5432286 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Ferguson’s full registration record.
