James Faylor has been an investment adviser representative at Latitude Advisors since November 2009, and is not listed among the firm’s executive officers or direct owners.
Latitude Advisors, LLC is a firm with $567M under management, 1,590 clients and 65 advisers across 26 offices, as of its April 2026 filing.
James Faylor’s longest registration is the current one, 16 years at Latitude Advisors since 2009. Before joining Latitude Advisors in 2009, James Faylor was registered through Medallion Advisory Services, LLC.
- Latitude Advisors, LLCCurrent– present · 16 yearsAllentown, PA · Adviser representative · Firm CRD 151001
- Medallion Advisory Services, LLC– · 7 yearsAllentown, PA · Adviser representative · Firm CRD 113788
Investment adviser representative registrations
James Faylor is registered as an investment adviser representative in Pennsylvania, since November 2009.
- PennsylvaniaSince 2 November 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 5 December 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 November 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- James Leslie Faylor
- CRD
- 4342959
- Firm
- Latitude Advisors · CRD 151001
- Office
- 3570 HAMILTON BLVD, SUITE 202, Allentown, PA 18103
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2001
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does James Faylor work?
James Faylor is an investment adviser representative registered through Latitude Advisors, LLC since November 2009, and is not listed among the firm’s executive officers or direct owners.
Is James Faylor a financial advisor?
Yes. James Faylor has a current investment-adviser registration in Pennsylvania, through Latitude Advisors since November 2009.
How many years of experience does James Faylor have?
James Faylor has 24 years in the financial industry, since November 2001, across 2 adviser firms.
What exams has James Faylor passed?
James Faylor has passed 2 licensing exams: the Series 6 and Series 63. The earliest, the Series 6, was passed in November 2001. FINRA credited James Faylor with the SIE, which began in October 2018.
Where is James Faylor based?
James Faylor’s registered office is in Allentown, PA.
Is James Faylor registered with FINRA?
Yes. James Faylor has a current broker registration, under CRD 4342959.
Source: FINRA BrokerCheck
How can I verify James Faylor’s record?
Search CRD 4342959 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Faylor’s full registration record.