James Engle has been President of John W. Bristol & Co. since January 2017, is a control person of the firm and directly owns between 10% and 25% of it. James Engle holds an MBA with distinction from The Wharton School. James Engle studied at the University of Arizona.
John W. Bristol & Co., Inc. is a New York, NY firm with $7.07B under management, 157 clients and 9 advisers in one office, as of its August 2026 filing.
James A. Engle is President of John W. Bristol & Co. Engle worked for DLJ Asset Management for 17 years, the last 12 as Chief Investment Officer, before joining John W. Bristol & Co. in 2000. Engle coordinates the research effort and is responsible for portfolio strategy; banks and financial services; and fixed income.
- John W. Bristol & Co., Inc.Current– present · 6 yearsNew York, NY · Adviser representative · Firm CRD 105597
Professional designations
Listed by John W. Bristol & Co.
- CFA charterholder
Investment adviser representative registrations
James Engle is registered as an investment adviser representative in Texas, since November 2019.
- TexasSince 11 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 5 August 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 June 1984 |
| Series 7 | General Securities Representative Examination | 21 January 1984 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Allyn Engle
- CRD
- 1162041
- Firm
- John W. Bristol & Co. · CRD 105597
- Role
- President
- Office
- 48 WALL STREET, 18TH FLOOR, New York, NY 10005
- Registration
- Investment adviser registration
- In the industry since
- November 2019
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- jwbristol.com
Where does James Engle work?
James Engle has been President of John W. Bristol & Co., Inc. since January 2017, and is a control person of the firm.
Is James Engle a financial advisor?
Yes. James Engle has a current investment-adviser registration in Texas, through John W. Bristol & Co. since November 2019.
How many years of experience does James Engle have?
James Engle has 6 years in the financial industry, since November 2019, across 1 adviser firm.
What exams has James Engle passed?
James Engle has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in January 1984.
Where is James Engle based?
James Engle’s registered office is in New York, NY.
Is James Engle registered with FINRA?
No. James Engle has no current broker registration.
Is James Engle a CFA charterholder?
John W. Bristol & Co. lists James Engle with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.
How can I verify James Engle’s record?
Search CRD 1162041 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Engle’s full registration record.
Justin ColledgeManaging Director
Adam FeitManaging Director
Peter FrithManaging Director
Hedy MattesonManaging Director, CCO
Vitaly NesterenkoManaging Director, Treasurer
Stephanie NGManaging Director, Secretary
Raymond ScanlanManaging Director
Benjamin WilliamsManaging Director, Client Development
Benjamin WingentManaging Director, Operations & Trading