James Daley is a control person of Provident Trust and directly owns between 10% and 25% of it. James Daley studied at Marquette University Law School and the University of Wisconsin – Milwaukee.
Provident Trust is an investment adviser based in Waukesha, WI, registered with the SEC since 2000. It provides investment management. Its clients include high-net-worth individuals, charitable organizations and investment companies. Its regulatory assets under management total $6.86 billion, as filed on 8 April 2026. Its fees, ownership and offices are on the firm’s profile.
James R. Daley is Chief Compliance Officer and Chief Operating Officer of Provident Trust Company, which he joined in 2012. Before joining the firm, he was a Compliance Officer for M&I Investment Management Corp., which he joined in 2007.
- CRD
- 6046719
- Firm
- Provident Trust · CRD 110118
- Role
- Shareholder/Chief Compliance Officer/Chief Operating Officer
- In role since
- January 2014 · 12 years
- Control person
- Yes
- Direct ownership
- 10% to 25%
- Firm headquarters
- Waukesha, WI
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- provtrust.com
Where does James Daley work?
James Daley has been Shareholder/Chief Compliance Officer/Chief Operating Officer of Provident Trust Company since January 2014, and is a control person of the firm.
How can I verify James Daley’s record?
James Daley’s role is listed on Provident Trust Company’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 110118.
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