James Coon has been an investment adviser representative at Ensign Advisory Partners since March 2024, and is not listed among the firm’s executive officers or direct owners.
Ensign Advisory Partners LLC is a Gilbert, AZ firm with $101M under management, 304 clients and 3 advisers in one office, as of its August 2026 filing.
James Coon’s longest registration is the current one, 2 years at Ensign Advisory Partners since 2024. Before joining Ensign Advisory Partners in 2024, James Coon was registered through PFG Advisors and Regents Partners, LLC.
- Ensign Advisory Partners LLCCurrent– present · 2 yearsGilbert, AZ · Adviser representative · Firm CRD 325650
- PFG Advisors– · under a yearMesa, AZ · Adviser representative · Firm CRD 173344
- Regents Partners, LLC– · under a yearSalt Lake City, UT · Adviser representative · Firm CRD 322915
- Foresight Wealth Management, LLC– · 2 yearsDraper, UT · Adviser representative · Firm CRD 153881
Investment adviser representative registrations
James Coon is registered as an investment adviser representative in Arizona, since March 2024.
- ArizonaSince 12 March 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 13 September 2023 |
| Series 7TO | General Securities Representative Examination | 8 August 2023 |
| SIE | Securities Industry Essentials Examination | 31 July 2023 |
| Series 65 | Uniform Investment Adviser Law Examination | 25 August 2020 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7267498
- Firm
- Ensign Advisory Partners · CRD 325650
- Office
- 161 E. RIVULON BLVD, SUITE 210, Gilbert, AZ 85297
- Registration
- Investment adviser registration
- In the industry since
- November 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does James Coon work?
James Coon is an investment adviser representative registered through Ensign Advisory Partners LLC since March 2024, and is not listed among the firm’s executive officers or direct owners.
Is James Coon a financial advisor?
Yes. James Coon has a current investment-adviser registration in Arizona, through Ensign Advisory Partners since March 2024.
How many years of experience does James Coon have?
James Coon has 5 years in the financial industry, since November 2020, across 4 adviser firms.
What exams has James Coon passed?
James Coon has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in August 2020.
Where did James Coon work before Ensign Advisory Partners?
Before Ensign Advisory Partners, James Coon was registered through PFG Advisors, September 2023 to March 2024; Regents Partners, LLC, November 2022 to May 2023; Foresight Wealth Management, LLC, August 2020 to November 2022.
Where is James Coon based?
James Coon’s registered office is in Gilbert, AZ.
Is James Coon registered with FINRA?
No. James Coon has no current broker registration.
How can I verify James Coon’s record?
Search CRD 7267498 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Coon’s full registration record.