James Chapman has been an investment adviser representative at Aragon Capital since December 2025, and is not listed among the firm’s executive officers or direct owners.
Aragon Capital, LLC is a Homewood, AL firm with $112M under management, 186 clients and 2 advisers in one office, as of its August 2026 filing.
James Chapman’s longest registration was 20 years at Equitable Advisors, LLC (2005–2025). Before joining Aragon Capital in 2025, James Chapman was registered through Equitable Advisors, LLC.
- Aragon Capital, LLCCurrent– present · under a yearHomewood, AL · Adviser representative · Firm CRD 337597
- Equitable Advisors, LLC– · 20 yearsVestavia Hills, AL · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
James Chapman is registered as an investment adviser representative in Alabama, since December 2025.
- AlabamaSince 2 December 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 23 April 2007 |
| Series 66 | Uniform Combined State Law Examination | 1 November 2004 |
| Series 7 | General Securities Representative Examination | 27 September 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Thomas Chapman
- CRD
- 4837315
- Firm
- Aragon Capital · CRD 337597
- Office
- 3036 INDEPENDENCE DRIVE, Homewood, AL 35209
- Registration
- Investment adviser registration
- In the industry since
- September 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does James Chapman work?
James Chapman is an investment adviser representative registered through Aragon Capital, LLC since December 2025, and is not listed among the firm’s executive officers or direct owners.
Is James Chapman a financial advisor?
Yes. James Chapman has a current investment-adviser registration in Alabama, through Aragon Capital since December 2025.
How many years of experience does James Chapman have?
James Chapman has 22 years in the financial industry, since September 2004, across 2 adviser firms.
What exams has James Chapman passed?
James Chapman has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in September 2004. FINRA credited James Chapman with the SIE, which began in October 2018.
Where is James Chapman based?
James Chapman’s registered office is in Homewood, AL.
Is James Chapman registered with FINRA?
No. James Chapman has no current broker registration.
How can I verify James Chapman’s record?
Search CRD 4837315 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Chapman’s full registration record.