James Cannon has been Chief Executive Officer of Dynamic Advisor Solutions since December 2008, is a control person of the firm and directly owns under 5% of it. James Cannon studied at Arizona State University.
Dynamic Advisor Solutions LLC is a Phoenix, AZ firm with $5.64B under management, 5,634 clients and 65 advisers across 55 offices, as of its August 2026 filing.
Jim Cannon is the founder and Chief Executive Officer of Dynamic Advisor Solutions. He founded Dynamic in 2009. Prior to founding Dynamic, Cannon served as president and CEO of AIG Financial Advisors, Inc. He also served as president and CEO of four other financial services firms and as a regulator for more than three years with the Arizona Corporation Commission, Securities Division.
Investment adviser representative registrations
James Cannon is registered as an investment adviser representative in Arizona, since May 2010.
- ArizonaSince 3 May 2010
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 17 April 2010 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 February 1992 |
| Series 24 | General Securities Principal Examination | 12 November 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 October 1987 |
| Series 7 | General Securities Representative Examination | 17 October 1987 |
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Richard Cannon
- CRD
- 1755987
- Firm
- Dynamic Advisor Solutions · CRD 151367
- Role
- Chief Executive Officer
- Registration
- Investment adviser registration
- In the industry since
- May 2010
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- dynamicadvisorsolutions.com
Where does James Cannon work?
James Cannon has been Chief Executive Officer of Dynamic Advisor Solutions LLC since December 2008, and is a control person of the firm.
Is James Cannon a financial advisor?
Yes. James Cannon has a current investment-adviser registration in Arizona, through Dynamic Advisor Solutions since May 2010.
How many years of experience does James Cannon have?
James Cannon has 16 years in the financial industry, since May 2010, across 1 adviser firm.
What exams has James Cannon passed?
James Cannon has passed 5 licensing exams: the Series 7, Series 63, Series 24, Series 65 and Series 66. The earliest, the Series 7, was passed in October 1987.
Is James Cannon registered with FINRA?
No. James Cannon has no current broker registration.
How can I verify James Cannon’s record?
Search CRD 1755987 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Cannon’s full registration record.
