James Bergis has been an investment adviser representative at Authentikos Wealth Advisory since February 2020, and is not listed among the firm’s executive officers or direct owners.
Authentikos Wealth Advisory LLC is a New Braunfels, TX firm with $184M under management, 432 clients and 3 advisers across 3 offices, as of its July 2026 filing.
James Bergis is an Authentikos Advisor at Authentikos Advisory. He leads the Authentikos Planning Department and also contributes to business development initiatives. As a Chartered Retirement Planning Counselor, he works with clients on retirement planning.
- – present · 6 yearsNew Braunfels, TX · Adviser representative · Firm CRD 286646
Professional designations
Listed by Authentikos Wealth Advisory
- Chartered Retirement Planning Counselor (CRPC™)
Investment adviser representative registrations
James Bergis is registered as an investment adviser representative in 2 states. The first approvals date from February 2020; the most recent is Texas, in January 2021.
- CaliforniaSince 24 February 2020
- TexasSince 25 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 16 December 2019 |
- Name
- Uniform Investment Adviser Law Examination
- CRD
- 7224789
- Firm
- Authentikos Wealth Advisory · CRD 286646
- Office
- New Braunfels, TX
- Registration
- Investment adviser registration
- In the industry since
- February 2020
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- authentikos.com
Where does James Bergis work?
James Bergis is an investment adviser representative registered through Authentikos Wealth Advisory LLC since February 2020, and is not listed among the firm’s executive officers or direct owners.
Is James Bergis a financial advisor?
Yes. James Bergis has a current investment-adviser registration in California and Texas, through Authentikos Wealth Advisory since February 2020.
How many years of experience does James Bergis have?
James Bergis has 6 years in the financial industry, since February 2020, across 1 adviser firm.
What exams has James Bergis passed?
James Bergis passed the Series 65 in December 2019.
Where is James Bergis based?
James Bergis’ registered office is in New Braunfels, TX.
Is James Bergis registered with FINRA?
No. James Bergis has no current broker registration.
How can I verify James Bergis’ record?
Search CRD 7224789 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Bergis’ full registration record.
