James Barrineau has been an investment adviser representative at Fiduciary Capital Management since March 2026, and is not listed among the firm’s executive officers or direct owners. James Barrineau holds a Master’s Degree in Public Finance from SUNY Albany and a Bachelor’s Degree in Philosophy from Fredonia State College.
Fiduciary Capital Management LLC is a Cheyenne, WY firm with $150M under management, 74 clients and 10 advisers in one office, as of its September 2026 filing.
James Barrineau is Chief Investment Officer of Fiduciary Capital Management LLC, based in New York, New York. He has more than 25 years of experience across global fixed income, currencies, equities and emerging markets, and previously spent approximately a decade with Schroders Investment Management, where he served as Global Head of Emerging Market Debt Strategy.
- – present · under a yearNew York, NY · Adviser representative · Firm CRD 340618
Investment adviser representative registrations
James Barrineau is registered as an investment adviser representative in 3 states. The first approvals date from March 2026; the most recent is Michigan, in July 2026.
- MarylandSince 27 June 2026
- MichiganSince 7 July 2026
- New YorkSince 31 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 28 March 2026 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 31 August 1995 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- James William Barrineau
- CRD
- 2557054
- Firm
- Fiduciary Capital Management · CRD 340618
- Office
- New York, NY
- Registration
- Investment adviser registration
- In the industry since
- February 2001
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fiduciarycm.com
Where does James Barrineau work?
James Barrineau is an investment adviser representative registered through Fiduciary Capital Management LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is James Barrineau a financial advisor?
Yes. James Barrineau has a current investment-adviser registration in Maryland, Michigan and New York, through Fiduciary Capital Management since March 2026.
How many years of experience does James Barrineau have?
James Barrineau has 25 years in the financial industry, since February 2001, across 1 adviser firm.
What exams has James Barrineau passed?
James Barrineau has passed 2 licensing exams: the Series 7 and Series 65. The earliest, the Series 7, was passed in August 1995. FINRA credited James Barrineau with the SIE, which began in October 2018.
Where is James Barrineau based?
James Barrineau’s registered office is in New York, NY.
Is James Barrineau registered with FINRA?
No. James Barrineau has no current broker registration.
How can I verify James Barrineau’s record?
Search CRD 2557054 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Barrineau’s full registration record.