James Baldwin has been an investment adviser representative at Summit Financial Consulting since October 2021, and is not listed among the firm’s executive officers or direct owners. James Baldwin holds a B.A. in Finance from Michigan State University.
Summit Financial Consulting LLC is a Sterling Heights, MI firm with $219M under management, 1,139 clients and 6 advisers in one office, as of its September 2026 filing.
James C. Baldwin is Advisor in Client Services at Summit Financial Consulting, LLC. He is a core member of the advisory team and has 4 years of experience. At Michigan State University he was involved in student investment groups, including the Student Investment Association and the Student Venture Capital Fund Group.
James Baldwin’s longest registration is the current one, 4 years at Summit Financial Consulting since 2021. Before joining Summit Financial Consulting in 2021, James Baldwin was registered through Trivelloni Asset Management.
- – present · 4 yearsSterling Heights, MI · Adviser representative · Firm CRD 126570
- Trivelloni Asset Management– · under a yearMount Clemens, MI · Adviser representative · Firm CRD 149379
Investment adviser representative registrations
James Baldwin is registered as an investment adviser representative in Michigan, since October 2021.
- MichiganSince 29 October 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 25 May 2022 |
| Series 7TO | General Securities Representative Examination | 27 April 2022 |
| SIE | Securities Industry Essentials Examination | 21 March 2022 |
| Series 65 | Uniform Investment Adviser Law Examination | 21 July 2021 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Full name
- James Charles Baldwin
- CRD
- 7451561
- Firm
- Summit Financial Consulting · CRD 126570
- Office
- 43409 SCHOENHERR ROAD, Sterling Heights, MI 48313
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- summitfc.net
Where does James Baldwin work?
James Baldwin is an investment adviser representative registered through Summit Financial Consulting LLC since October 2021, and is not listed among the firm’s executive officers or direct owners.
Is James Baldwin a financial advisor?
Yes. James Baldwin has a current investment-adviser registration in Michigan, through Summit Financial Consulting since October 2021.
How many years of experience does James Baldwin have?
James Baldwin has 5 years in the financial industry, since October 2021, across 2 adviser firms.
What exams has James Baldwin passed?
James Baldwin has passed 4 licensing exams: the Series 65, SIE, Series 7TO and Series 63. The earliest, the Series 65, was passed in July 2021.
Where did James Baldwin work before Summit Financial Consulting?
Before Summit Financial Consulting, James Baldwin was registered through Trivelloni Asset Management, October 2021 to October 2021.
Where is James Baldwin based?
James Baldwin’s registered office is in Sterling Heights, MI.
Is James Baldwin registered with FINRA?
Yes. James Baldwin has a current broker registration, under CRD 7451561.
Source: FINRA BrokerCheck
How can I verify James Baldwin’s record?
Search CRD 7451561 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish James Baldwin’s full registration record.
