James Alders has been an investment adviser representative at Forefront Wealth Partners since October 2025, and is not listed among the firm’s executive officers or direct owners.
Forefront Wealth Partners, LLC is an Austin, TX firm with $240M under management, 572 clients and 7 advisers across 6 offices, as of its September 2026 filing.
James Alders’ longest registration was 8 years at Equitable Advisors, LLC (2017–2025). Before joining Forefront Wealth Partners in 2025, James Alders was registered through Equitable Advisors, LLC.
- Equitable Advisors, LLC– · 8 yearsAustin, TX · Adviser representative · Firm CRD 6627
Investment adviser representative registrations
James Alders is registered as an investment adviser representative in Texas, since October 2025.
- TexasSince 31 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 December 2016 |
| Series 7 | General Securities Representative Examination | 26 October 2016 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- James Andrew Alders
- CRD
- 6701661
- Firm
- Forefront Wealth Partners · CRD 308521
- Office
- Buda, TX
- Registration
- Investment adviser registration
- In the industry since
- October 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does James Alders work?
James Alders is an investment adviser representative registered through Forefront Wealth Partners, LLC since October 2025, and is not listed among the firm’s executive officers or direct owners.
Is James Alders a financial advisor?
Yes. James Alders has a current investment-adviser registration in Texas, through Forefront Wealth Partners since October 2025.
How many years of experience does James Alders have?
James Alders has 9 years in the financial industry, since October 2016, across 2 adviser firms.
What exams has James Alders passed?
James Alders has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in October 2016. FINRA credited James Alders with the SIE, which began in October 2018.
Where is James Alders based?
James Alders’ registered office is in Buda, TX.
Is James Alders registered with FINRA?
No. James Alders has no current broker registration.
How can I verify James Alders’ record?
Search CRD 6701661 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes James Alders’ full registration record.
