Skip to content

Jacqueline Alsworth

Chief Compliance Officer at Alsworth Capital Management

Firm officerUpdated

Jacqueline Alsworth has been Chief Compliance Officer of Alsworth Capital Management, LLC, a Corning, NY investment adviser managing $117M, since May 2023.

3
Years in role
$117M
Firm AUM
177
Firm clients
2
Firm advisers

From Form ADV filed 30 March 2026Form ADV

Career

Jacqueline Alsworth is a control person of Alsworth Capital Management and directly owns between 50% and 75% of it.

Alsworth Capital Management is an investment adviser based in Corning, NY, registered with the SEC since 2018. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $117 million, as filed on 30 March 2026. Its fees, ownership and offices are on the firm’s profile.

Key facts

CRD
4252773
Firm
Alsworth Capital Management · CRD 281417
Role
Chief Compliance Officer
In role since
May 2023 · 3 years
Control person
Yes
Direct ownership
50% to 75%
Firm headquarters
Corning, NY
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Jacqueline Alsworth work?

Jacqueline Alsworth has been Chief Compliance Officer of Alsworth Capital Management, LLC since May 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 March 2026

How can I verify Jacqueline Alsworth’s record?

Jacqueline Alsworth’s role is listed on Alsworth Capital Management, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 281417.

Source: Form ADV, Schedule A, filed 30 March 2026

Leadership at Alsworth Capital Management

Sources

  1. IAPD individual lookup, CRD 4252773, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Alsworth Capital Management, LLC, filed 30 March 2026. Title, control and ownership bands.