Jacob Smith has been Principal & General Counsel of Luther King Capital Management since July 2006, is not listed as a control person, but directly owns under 5% of the firm. Jacob Smith holds a Bachelor of Business Administration in Finance from the University of Central Arkansas and a Juris Doctor from Southern Methodist University School of Law.
Luther King Capital Management Corporation is a Fort Worth, TX firm with $31.5B under management, 3,526 clients and 73 advisers across 4 offices, as of its June 2026 filing.
Jacob D. Smith is a Principal of Luther King Capital Management (LKCM). He joined the firm in 2006 and serves as General Counsel and Chief Compliance Officer for the LKCM Funds. Before joining LKCM, he was an enforcement attorney with the United States Securities and Exchange Commission and a corporate and securities attorney with Haynes and Boone, LLP.
- – present · under a yearFort Worth, TX · Adviser representative · Firm CRD 110093
Investment adviser representative registrations
Jacob Smith is registered as an investment adviser representative in Texas, since October 2025.
- TexasSince 27 October 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 27 October 2025 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Jacob Daniel Smith
- CRD
- 5183720
- Firm
- Luther King Capital Management · CRD 110093
- Role
- Principal & General Counsel
- Office
- 301 COMMERCE STREET, SUITE 1600, Fort Worth, TX 76102
- Registration
- Investment adviser registration
- In the industry since
- October 2025
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- lkcm.com
Where does Jacob Smith work?
Jacob Smith has been Principal & General Counsel of Luther King Capital Management Corporation since July 2006.
Is Jacob Smith a financial advisor?
Yes. Jacob Smith has a current investment-adviser registration in Texas, through Luther King Capital Management since October 2025.
How many years of experience does Jacob Smith have?
Jacob Smith has 0 years in the financial industry, since October 2025, across 1 adviser firm.
What exams has Jacob Smith passed?
Jacob Smith passed the Series 65 in October 2025.
Where is Jacob Smith based?
Jacob Smith’s registered office is in Fort Worth, TX.
Is Jacob Smith registered with FINRA?
No. Jacob Smith has no current broker registration.
How can I verify Jacob Smith’s record?
Search CRD 5183720 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Jacob Smith’s full registration record.
