Hussien Fawaz has been President, Chief Compliance Officer & Secretary of Ydfs since January 2003, is a control person of the firm and directly owns 75% or more of it. Hussien Fawaz holds a Bachelor of Business Administration with a concentration in accounting from the University of Michigan and a Master of Science in Taxation from Walsh College.
Ydfs, Inc. is a firm with $128M under management, 125 clients and 1 adviser in one office, as of its March 2026 filing.
Sam H. Fawaz is Principal Consultant of YDream Financial Services, Inc. He has been practicing in the financial services arena since 1980. He writes, reports and presents regularly to the advisor community on how to make practices more efficient and take better advantage of technology, and was a director on the board of the Financial Planning Association of Michigan.
- – present · 18 yearsCanton, MI · Adviser representative · Firm CRD 128995
Professional designations
Listed by Ydfs
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Certified Public Accountant (CPA)
Investment adviser representative registrations
Hussien Fawaz is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2008; the most recent is Texas, in February 2020.
- MichiganSince 22 December 2010
- TennesseeSince 27 June 2008
- TexasResidentSince 5 February 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 29 June 2004 |
| Series 7 | General Securities Representative Examination | 16 June 2004 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Hussien Samuel Fawaz
- CRD
- 4708300
- Firm
- Ydfs · CRD 128995
- Role
- President, Chief Compliance Officer & Secretary
- Office
- Canton, MI
- Registration
- Investment adviser registration
- In the industry since
- June 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- ydfs.com
Where does Hussien Fawaz work?
Hussien Fawaz has been President, Chief Compliance Officer & Secretary of Ydfs, Inc. since January 2003, and is a control person of the firm.
Is Hussien Fawaz a financial advisor?
Yes. Hussien Fawaz has a current investment-adviser registration in Michigan, Tennessee and Texas, through Ydfs since June 2008.
How many years of experience does Hussien Fawaz have?
Hussien Fawaz has 18 years in the financial industry, since June 2008, across 1 adviser firm.
What exams has Hussien Fawaz passed?
Hussien Fawaz has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in June 2004.
Where is Hussien Fawaz based?
Hussien Fawaz’s registered office is in Canton, MI.
Is Hussien Fawaz registered with FINRA?
No. Hussien Fawaz has no current broker registration.
Is Hussien Fawaz a CFP?
Ydfs lists Hussien Fawaz with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Sam H. Fawaz biography, ydfs.com
How can I verify Hussien Fawaz’s record?
Search CRD 4708300 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Hussien Fawaz’s full registration record.