Humam Sirhal has been President & CCO of Washington Financial Group since June 1997, is a control person of the firm and directly owns between 50% and 75% of it.
Washington Financial Group, Inc. is an Osterville, MA firm with $119M under management, 213 clients and 2 advisers across 4 offices, as of its July 2026 filing.
Humam Sirhal’s longest registration is the current one, 21 years at Washington Financial Group since 2005. Before joining Washington Financial Group in 2005, Humam Sirhal was registered through Cadaret Grant & Co Inc.
- Cadaret Grant & Co Inc– · 6 yearsOsterville, MA · Adviser representative · Firm CRD 10641
- – present · 21 yearsOsterville, MA · Adviser representative · Firm CRD 132369
- Cadaret Grant & Co Inc– · 5 yearsOsterville, MA · Adviser representative · Firm CRD 10641
Investment adviser representative registrations
Humam Sirhal is registered as an investment adviser representative in 4 states. The first approvals date from April 2005; the most recent is Florida, in July 2026.
- FloridaSince 24 July 2026
- LouisianaSince 14 August 2025
- MassachusettsSince 20 April 2005
- North CarolinaSince 15 August 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 25 November 1997 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 June 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 November 1992 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 12 August 1992 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Humam Khalil Sirhal
- CRD
- 2130828
- Firm
- Washington Financial Group · CRD 132369
- Role
- President & CCO
- Office
- 832 MAIN ST., 2ND FLOOR, Osterville, MA 02655
- Registration
- Investment adviser registration
- In the industry since
- August 1992
- Disciplinary history
- Not yet shown here · SEC record
Where does Humam Sirhal work?
Humam Sirhal has been President & CCO of Washington Financial Group, Inc. since June 1997, and is a control person of the firm.
Is Humam Sirhal a financial advisor?
Yes. Humam Sirhal has a current investment-adviser registration in Florida, Louisiana, Massachusetts and North Carolina, through Washington Financial Group since April 2005.
How many years of experience does Humam Sirhal have?
Humam Sirhal has 34 years in the financial industry, since August 1992, across 2 adviser firms.
What exams has Humam Sirhal passed?
Humam Sirhal has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in August 1992. FINRA credited Humam Sirhal with the SIE, which began in October 2018.
Where did Humam Sirhal work before Washington Financial Group?
Before Washington Financial Group, Humam Sirhal was registered through Cadaret Grant & Co Inc, January 1998 to September 2003.
Where is Humam Sirhal based?
Humam Sirhal’s registered office is in Osterville, MA.
Is Humam Sirhal registered with FINRA?
No. Humam Sirhal has no current broker registration.
How can I verify Humam Sirhal’s record?
Search CRD 2130828 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Humam Sirhal’s full registration record.