Howard Rappaport has been President & Chief Compliance Officer of Cornermen Financial since April 2013, is a control person of the firm and directly owns between 25% and 50% of it.
Cornermen Financial, LLC is a San Antonio, TX firm with $173M under management, 379 clients and 4 advisers in one office, as of its July 2026 filing.
Howard Rappaport’s longest registration was 7 years at Securian Financial Services, Inc. (2005–2013). Before joining Cornermen Financial in 2022, Howard Rappaport was registered through Sequent Planning, LLC and Investment Advisors.
- Cornermen Financial, LLCCurrent– present · 4 yearsSan Antonio, TX · Adviser representative · Firm CRD 323179
- Sequent Planning, LLC– · 5 yearsSan Antoino, TX · Adviser representative · Firm CRD 160381
- Investment Advisors– · 4 yearsSan Antonio, TX · Adviser representative · Firm CRD 15708
- Securian Financial Services, Inc.– · 7 yearsSan Antonio, TX · Adviser representative · Firm CRD 15296
Investment adviser representative registrations
Howard Rappaport is registered as an investment adviser representative in Texas, since September 2022.
- TexasSince 23 September 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 25 October 2011 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 October 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 June 2005 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 May 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Howard Jay Rappaport
- CRD
- 4941230
- Firm
- Cornermen Financial · CRD 323179
- Role
- President & Chief Compliance Officer
- Office
- 1130 E. SONTERRA BLVD, SUITE 130, San Antonio, TX 78258
- Registration
- Investment adviser registration
- In the industry since
- May 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Howard Rappaport work?
Howard Rappaport has been President & Chief Compliance Officer of Cornermen Financial, LLC since April 2013, and is a control person of the firm.
Is Howard Rappaport a financial advisor?
Yes. Howard Rappaport has a current investment-adviser registration in Texas, through Cornermen Financial since September 2022.
How many years of experience does Howard Rappaport have?
Howard Rappaport has 21 years in the financial industry, since May 2005, across 4 adviser firms.
What exams has Howard Rappaport passed?
Howard Rappaport has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in May 2005. FINRA credited Howard Rappaport with the SIE, which began in October 2018.
Where did Howard Rappaport work before Cornermen Financial?
Before Cornermen Financial, Howard Rappaport was registered through Investment Advisors, April 2013 to October 2017; Securian Financial Services, Inc., October 2005 to April 2013.
Where is Howard Rappaport based?
Howard Rappaport’s registered office is in San Antonio, TX.
Is Howard Rappaport registered with FINRA?
No. Howard Rappaport has no current broker registration.
How can I verify Howard Rappaport’s record?
Search CRD 4941230 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Howard Rappaport’s full registration record.
