Howard Morin has been Chief Compliance Officer of Helium Advisors since November 2015, is a control person of the firm and directly owns under 5% of it.
Helium Advisors LLC is a Vancouver, WA firm with $234M under management, 279 clients and 4 advisers across 2 offices, as of its May 2026 filing.
Howard Morin is Founder / Partner of Helium Advisors. He co-founded the firm with partner Gary Russell in 2016 and has over 20 years of financial services and organizational leadership experience. Most recently he was CEO of both Conover Securities Corporation and Conover Capital Management, overseeing the Financial Services Group of Conover. Earlier he was Managing Director of Global Financial Services at Intel and later a private financial advisor at UBS.
Howard Morin’s longest registration is the current one, 10 years at Helium Advisors since 2016. Before joining Helium Advisors in 2026, Howard Morin was registered through Conover Capital Management and LPL Financial LLC.
- Conover Capital Management– · under a yearBellevue, WA · Adviser representative · Firm CRD 118393
- Conover Capital Management– · 4 yearsBellevue, WA · Adviser representative · Firm CRD 118393
- LPL Financial LLC– · 1 yearLynnwood, WA · Adviser representative · Firm CRD 6413
- UBS Financial Services Inc.– · 1 yearBellevue, WA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Howard Morin is registered as an investment adviser representative in 3 states. Each was approved in January 2026.
- CaliforniaSince 20 January 2026
- TexasSince 20 January 2026
- WashingtonSince 20 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52TO | Municipal Securities Representative Examination | 2 January 2023 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 23 November 2011 |
| Series 24 | General Securities Principal Examination | 17 August 2011 |
| Series 66 | Uniform Combined State Law Examination | 20 July 2007 |
| Series 7 | General Securities Representative Examination | 3 July 2007 |
- Name
- Municipal Securities Representative Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Howard Alexander Morin
- CRD
- 5334930
- Firm
- Helium Advisors · CRD 282356
- Role
- Chief Compliance Officer
- Registration
- Investment adviser registration
- In the industry since
- July 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- heliumadvisors.com
Where does Howard Morin work?
Howard Morin has been Chief Compliance Officer of Helium Advisors LLC since November 2015, and is a control person of the firm.
Is Howard Morin a financial advisor?
Yes. Howard Morin has a current investment-adviser registration in California, Texas and Washington, through Helium Advisors since January 2026.
How many years of experience does Howard Morin have?
Howard Morin has 19 years in the financial industry, since July 2007, across 4 adviser firms.
What exams has Howard Morin passed?
Howard Morin has passed 6 licensing exams: the Series 7, Series 66, Series 24, Series 53, Series 52TO and Series 99TO. The earliest, the Series 7, was passed in July 2007. FINRA credited Howard Morin with the SIE, which began in October 2018.
Where did Howard Morin work before Helium Advisors?
Before Helium Advisors, Howard Morin was registered through Conover Capital Management, October 2015 to April 2016; Conover Capital Management, April 2011 to August 2015; LPL Financial LLC, May 2009 to May 2011; UBS Financial Services Inc., July 2007 to May 2009.
Is Howard Morin registered with FINRA?
No. Howard Morin has no current broker registration.
How can I verify Howard Morin’s record?
Search CRD 5334930 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Howard Morin’s full registration record.
