Heydon Traub has been Managing Member and Chief Compliance Officer of Traub Capital Management since October 2003, is a control person of the firm and directly owns 75% or more of it. Heydon Traub holds a BA in Economics from Brandeis University and an MBA in Finance and Accounting from the University of Chicago.
Traub Capital Management, LLC is a Needham, MA firm with $211M under management, 131 clients and 4 advisers in one office, as of its March 2026 filing.
Heydon Traub founded Traub Capital Management in 2003. Before that, he was a Principal and Sr. VP of State Street Global Advisors (SSgA) and head of its Global Asset Allocation team worldwide from 1999 to June 2003. He previously headed SSgA's Global Active Equity team from 1991 to 1999, after joining SSgA in 1987.
- Traub Capital ManagementCurrent– present · 20 yearsNeedham, MA · Adviser representative · Firm CRD 136851
Professional designations
Listed by Traub Capital Management
- CFA
- CFP®
Investment adviser representative registrations
Heydon Traub is registered as an investment adviser representative in 2 states. The first approvals date from October 2005; the most recent is Texas, in September 2019.
- MassachusettsSince 31 October 2005
- TexasSince 24 September 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 3 | National Commodity Futures Examination | 20 April 1998 |
- Name
- National Commodity Futures Examination
- Full name
- Heydon David Traub
- CRD
- 3051205
- Firm
- Traub Capital Management · CRD 136851
- Role
- Managing Member and Chief Compliance Officer
- Office
- 97 CHAPEL ST., Needham, MA 02492
- Registration
- Investment adviser registration
- In the industry since
- October 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- traubcapital.com
Where does Heydon Traub work?
Heydon Traub has been Managing Member and Chief Compliance Officer of Traub Capital Management, LLC since October 2003, and is a control person of the firm.
Is Heydon Traub a financial advisor?
Yes. Heydon Traub has a current investment-adviser registration in Massachusetts and Texas, through Traub Capital Management since October 2005.
How many years of experience does Heydon Traub have?
Heydon Traub has 20 years in the financial industry, since October 2005, across 1 adviser firm.
What exams has Heydon Traub passed?
Heydon Traub passed the Series 3 in April 1998.
Where is Heydon Traub based?
Heydon Traub’s registered office is in Needham, MA.
Is Heydon Traub registered with FINRA?
No. Heydon Traub has no current broker registration.
Is Heydon Traub a CFP?
Traub Capital Management lists Heydon Traub with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
Is Heydon Traub a CFA charterholder?
Traub Capital Management lists Heydon Traub with the CFA credential (“CFA”) on its website. CFA Institute confirms certification status.
How can I verify Heydon Traub’s record?
Search CRD 3051205 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Heydon Traub’s full registration record.