Herman Lall has been an investment adviser representative at PCG Wealth Advisors since January 2018, and is not listed among the firm’s executive officers or direct owners.
PCG Wealth Advisors, LLC is an Overland Park, KS firm with $931M under management, 1,959 clients and 24 advisers across 7 offices, as of its June 2026 filing.
Herman Lall’s longest registration was 19 years at Waddell & Reed (1997–2017). Before joining PCG Wealth Advisors in 2018, Herman Lall was registered through V Wealth Advisors LLC and Waddell & Reed.
- PCG Wealth ManagementCurrent– present · 8 yearsOverland Park, KS · Adviser representative · Firm CRD 290977
- V Wealth Advisors LLC– · under a yearOverland Park, KS · Adviser representative · Firm CRD 153278
- Waddell & Reed– · 19 yearsOverland Park, KS · Adviser representative · Firm CRD 866
Investment adviser representative registrations
Herman Lall is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from January 2018; the most recent is Texas, in November 2019.
- KansasSince 3 January 2018
- TexasResidentSince 20 November 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 2 January 2009 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 February 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 February 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Herman Edvin Lall
- CRD
- 2706448
- Firm
- PCG Wealth Advisors · CRD 290977
- Office
- 5700 W. 112TH STREET,, SUITE 120, Overland Park, KS 66211
- Registration
- Investment adviser and broker registrations
- In the industry since
- February 1996
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Herman Lall work?
Herman Lall is an investment adviser representative registered through PCG Wealth Advisors, LLC since January 2018, and is not listed among the firm’s executive officers or direct owners.
Is Herman Lall a financial advisor?
Yes. Herman Lall has a current investment-adviser registration in Kansas and Texas, through PCG Wealth Advisors since January 2018.
How many years of experience does Herman Lall have?
Herman Lall has 30 years in the financial industry, since February 1996, across 3 adviser firms.
What exams has Herman Lall passed?
Herman Lall has passed 3 licensing exams: the Series 63, Series 6 and Series 65. The earliest, the Series 63, was passed in February 1996. FINRA credited Herman Lall with the SIE, which began in October 2018.
Where did Herman Lall work before PCG Wealth Advisors?
Before PCG Wealth Advisors, Herman Lall was registered through V Wealth Advisors LLC, February 2017 to December 2017; Waddell & Reed, July 1997 to February 2017.
Where is Herman Lall based?
Herman Lall’s registered office is in Overland Park, KS.
Is Herman Lall registered with FINRA?
Yes. Herman Lall has a current broker registration, under CRD 2706448.
Source: FINRA BrokerCheck
How can I verify Herman Lall’s record?
Search CRD 2706448 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Herman Lall’s full registration record.
