Henry Richter has been an investment adviser representative at Worthington Financial Partners since April 2021, and is not listed among the firm’s executive officers or direct owners.
Worthington Financial Partners LLC is a Worthington, OH firm with $154M under management, 336 clients and 3 advisers in one office, as of its March 2026 filing.
Henry Richter is Investment Advisor Representative of Worthington Wealth Management. He began his investment career at The Ohio Company in 1970 and in 1976 joined a Columbus office of a wire-house firm. In 2021 he was a founding advisor at Worthington Wealth Management.
Henry Richter’s longest registration was 7 years at Morgan Stanley (1999–2007). Before joining Worthington Financial Partners in 2021, Henry Richter was registered through Benjamin F. Edwards & Company, Incorporated and Morgan Stanley.
- – present · 5 yearsWorthington, OH · Adviser representative · Firm CRD 312951
- Benjamin F. Edwards & Company, Incorporated– · 3 yearsColumbus, OH · Adviser representative · Firm CRD 146936
- Morgan Stanley– · 7 yearsColumbus, OH · Adviser representative · Firm CRD 149777
- Morgan Stanley & Co. Incorporated– · 2 yearsColumbus, OH · Adviser representative · Firm CRD 8209
- Morgan Stanley– · 7 yearsColumbus, OH · Adviser representative · Firm CRD 7556
Investment adviser representative registrations
Henry Richter is registered as an investment adviser representative in Ohio, since April 2021.
- OhioSince 30 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 7TO | General Securities Representative Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 21 June 1999 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 April 1985 |
| Series 5 | Interest Rate Options Examination | 11 December 1982 |
| Series 1 | Registered Representative Examination | 22 December 1970 |
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Interest Rate Options Examination
- Name
- Registered Representative Examination
- Full name
- Henry Lamb Richter
- CRD
- 376051
- Firm
- Worthington Financial Partners · CRD 312951
- Office
- 57 EAST WILSON BRIDGE ROAD, SUITE 300, Worthington, OH 43085
- Registration
- Investment adviser registration
- In the industry since
- September 1971
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- worthingtonwealth.com
Where does Henry Richter work?
Henry Richter is an investment adviser representative registered through Worthington Financial Partners LLC since April 2021, and is not listed among the firm’s executive officers or direct owners.
Is Henry Richter a financial advisor?
Yes. Henry Richter has a current investment-adviser registration in Ohio, through Worthington Financial Partners since April 2021.
How many years of experience does Henry Richter have?
Henry Richter has 55 years in the financial industry, since September 1971, across 5 adviser firms.
What exams has Henry Richter passed?
Henry Richter has passed 5 licensing exams: the Series 1, Series 5, Series 63, Series 65 and Series 7TO. The earliest, the Series 1, was passed in December 1970. FINRA credited Henry Richter with the SIE, which began in October 2018.
Where did Henry Richter work before Worthington Financial Partners?
Before Worthington Financial Partners, Henry Richter was registered through Morgan Stanley, June 2009 to September 2016; Morgan Stanley & Co. Incorporated, April 2007 to June 2009; Morgan Stanley, July 1999 to April 2007.
Where is Henry Richter based?
Henry Richter’s registered office is in Worthington, OH.
Is Henry Richter registered with FINRA?
No. Henry Richter has no current broker registration.
How can I verify Henry Richter’s record?
Search CRD 376051 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Henry Richter’s full registration record.
