Henry Peterson has been an investment adviser representative at Medallion Wealth Advisors since August 2015, and is not listed among the firm’s executive officers or direct owners.
Medallion Wealth Advisors, LLC is a Farmington, CT firm with $517M under management, 2,484 clients and 4 advisers across 3 offices, as of its March 2026 filing.
- – present · 11 yearsFarmington, CT · Adviser representative · Firm CRD 156064
Investment adviser representative registrations
Henry Peterson is registered as an investment adviser representative in 2 states. The first approvals date from August 2015; the most recent is Massachusetts, in December 2017.
- ConnecticutSince 18 August 2015
- MassachusettsSince 8 December 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 18 August 2015 |
| Series 7 | General Securities Representative Examination | 4 November 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 April 2013 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 March 2013 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Henry J Peterson
- CRD
- 6076200
- Firm
- Medallion Wealth Advisors · CRD 156064
- Office
- 2 BRIDGEWATER ROAD, SUITE 201, Farmington, CT 06032
- Registration
- Investment adviser registration
- In the industry since
- March 2013
- Disciplinary history
- Not yet shown here · SEC record
Where does Henry Peterson work?
Henry Peterson is an investment adviser representative registered through Medallion Wealth Advisors, LLC since August 2015, and is not listed among the firm’s executive officers or direct owners.
Is Henry Peterson a financial advisor?
Yes. Henry Peterson has a current investment-adviser registration in Connecticut and Massachusetts, through Medallion Wealth Advisors since August 2015.
How many years of experience does Henry Peterson have?
Henry Peterson has 13 years in the financial industry, since March 2013, across 1 adviser firm.
What exams has Henry Peterson passed?
Henry Peterson has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 65. The earliest, the Series 6, was passed in March 2013. FINRA credited Henry Peterson with the SIE, which began in October 2018.
Where is Henry Peterson based?
Henry Peterson’s registered office is in Farmington, CT.
Is Henry Peterson registered with FINRA?
No. Henry Peterson has no current broker registration.
How can I verify Henry Peterson’s record?
Search CRD 6076200 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Henry Peterson’s full registration record.