Henry Brightwell has been an investment adviser representative at Formidable Asset Management since June 2016, and is not listed among the firm’s executive officers or direct owners.
Formidable Asset Management, LLC is a Cincinnati, OH firm with $903M under management, 900 clients and 14 advisers across 4 offices, as of its August 2026 filing.
Henry Brightwell’s longest registration is the current one, 10 years at Formidable Asset Management since 2016. Before joining Formidable Asset Management in 2016, Henry Brightwell was registered through Stifel, Nicolaus & Company, Incorporated and Hilliard Lyons.
- – present · 10 yearsCincinnati, OH · Adviser representative · Firm CRD 167555
- Stifel, Nicolaus & Company, Incorporated– · 8 yearsCincinnati, OH · Adviser representative · Firm CRD 793
- Hilliard Lyons– · 4 yearsCincinnati, OH · Adviser representative · Firm CRD 453
Investment adviser representative registrations
Henry Brightwell is registered as an investment adviser representative in Ohio, since June 2016.
- OhioSince 14 June 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 6 January 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 November 1994 |
| Series 7 | General Securities Representative Examination | 31 October 1994 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Henry Platt Brightwell
- CRD
- 2526957
- Firm
- Formidable Asset Management · CRD 167555
- Office
- 221 E 4th St, Suite 2850, Cincinnati, OH 45202
- Registration
- Investment adviser registration
- In the industry since
- November 2003
- Disciplinary history
- Not yet shown here · SEC record
Where does Henry Brightwell work?
Henry Brightwell is an investment adviser representative registered through Formidable Asset Management, LLC since June 2016, and is not listed among the firm’s executive officers or direct owners.
Is Henry Brightwell a financial advisor?
Yes. Henry Brightwell has a current investment-adviser registration in Ohio, through Formidable Asset Management since June 2016.
How many years of experience does Henry Brightwell have?
Henry Brightwell has 22 years in the financial industry, since November 2003, across 3 adviser firms.
What exams has Henry Brightwell passed?
Henry Brightwell has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 1994. FINRA credited Henry Brightwell with the SIE, which began in October 2018.
Where did Henry Brightwell work before Formidable Asset Management?
Before Formidable Asset Management, Henry Brightwell was registered through Stifel, Nicolaus & Company, Incorporated, March 2008 to May 2016; Hilliard Lyons, October 2003 to March 2008.
Where is Henry Brightwell based?
Henry Brightwell’s registered office is in Cincinnati, OH.
Is Henry Brightwell registered with FINRA?
No. Henry Brightwell has no current broker registration.
How can I verify Henry Brightwell’s record?
Search CRD 2526957 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Henry Brightwell’s full registration record.
