Heather Williams has been an investment adviser representative at Pointe Capital Management since June 2016, and is not listed among the firm’s executive officers or direct owners. Heather Williams holds a BS in Mathematics from the University of Michigan.
Pointe Capital Management LLC is a Grosse Pointe Farms, MI firm with $452M under management, 188 clients and 5 advisers in one office, as of its March 2026 filing.
Heather S. Williams is Director of Investments of Pointe Capital Management. She joined the firm in 2016 and brings over 40 years of experience to the role. Her background includes research and portfolio management serving clients and philanthropic organizations, with earlier experience at TMW Enterprises Inc., Munder Capital Management and Loomis Sayles.
- – present · 10 yearsGrosse Pointe Farms, MI · Adviser representative · Firm CRD 152520
Professional designations
Listed by Pointe Capital Management
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Heather Williams is registered as an investment adviser representative in Michigan, since June 2016.
- MichiganSince 8 June 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 January 1994 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 July 1993 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 9 July 1993 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Heather Stewart Williams
- CRD
- 2349057
- Firm
- Pointe Capital Management · CRD 152520
- Office
- 102 KERCHEVAL AVENUE, SUITE 200, Grosse Pointe Farms, MI 48236
- Registration
- Investment adviser registration
- In the industry since
- June 2016
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- pointecapitalmanagement.com
Where does Heather Williams work?
Heather Williams is an investment adviser representative registered through Pointe Capital Management LLC since June 2016, and is not listed among the firm’s executive officers or direct owners.
Is Heather Williams a financial advisor?
Yes. Heather Williams has a current investment-adviser registration in Michigan, through Pointe Capital Management since June 2016.
How many years of experience does Heather Williams have?
Heather Williams has 10 years in the financial industry, since June 2016, across 1 adviser firm.
What exams has Heather Williams passed?
Heather Williams has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in July 1993.
Where is Heather Williams based?
Heather Williams’ registered office is in Grosse Pointe Farms, MI.
Is Heather Williams registered with FINRA?
No. Heather Williams has no current broker registration.
Is Heather Williams a CFA charterholder?
Pointe Capital Management lists Heather Williams with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Heather S. Williams, CFA biography, pointecapitalmanagement.com
How can I verify Heather Williams’ record?
Search CRD 2349057 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Heather Williams’ full registration record.
