Heather Davis has been an investment adviser representative at Orca Investment Management since August 2026, and is not listed among the firm’s executive officers or direct owners.
Orca Investment Management, LLC is a Lake Oswego, OR firm with $212M under management, 364 clients and 3 advisers across 2 offices, as of its May 2026 filing.
- – present · under a yearPortland, OR · Adviser representative · Firm CRD 144377
Investment adviser representative registrations
Heather Davis is registered as an investment adviser representative in Oregon, since August 2026.
- OregonSince 27 August 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 14 | Compliance Officer Examination | 6 October 2026 |
| Series 66 | Uniform Combined State Law Examination | 28 January 2025 |
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 27 | Financial and Operations Principal Examination | 6 August 2007 |
| Series 24 | General Securities Principal Examination | 4 September 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 April 2000 |
| Series 7 | General Securities Representative Examination | 4 April 2000 |
- Name
- Compliance Officer Examination
- Name
- Uniform Combined State Law Examination
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Financial and Operations Principal Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Heather Honey Davis
- CRD
- 2621029
- Firm
- Orca Investment Management · CRD 144377
- Office
- 10220 SW Greenburg RD, STE 380, Portland, OR 97223
- Registration
- Investment adviser and broker registrations
- In the industry since
- May 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Heather Davis work?
Heather Davis is an investment adviser representative registered through Orca Investment Management, LLC since August 2026, and is not listed among the firm’s executive officers or direct owners.
Is Heather Davis a financial advisor?
Yes. Heather Davis has a current investment-adviser registration in Oregon, through Orca Investment Management since August 2026.
How many years of experience does Heather Davis have?
Heather Davis has 26 years in the financial industry, since May 2000, across 1 adviser firm.
What exams has Heather Davis passed?
Heather Davis has passed 7 licensing exams: the Series 7, Series 63, Series 24, Series 27, Series 99TO, Series 66 and Series 14. The earliest, the Series 7, was passed in April 2000. FINRA credited Heather Davis with the SIE, which began in October 2018.
Where is Heather Davis based?
Heather Davis’ registered office is in Portland, OR.
Is Heather Davis registered with FINRA?
Yes. Heather Davis has a current broker registration, under CRD 2621029.
Source: FINRA BrokerCheck
How can I verify Heather Davis’ record?
Search CRD 2621029 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Heather Davis’ full registration record.