Harry Shertzer is Chief Compliance Officer and Minority Owner/Portfolio Manager of Westhampton Capital, is a control person of the firm and directly owns between 5% and 10% of it. Harry Shertzer holds a BS in Business Administration from American University and an MBA in Financial Management from the College of William and Mary.
Westhampton Capital, LLC is a Winston-Salem, NC firm with $239M under management, 143 clients and 4 advisers in one office, as of its January 2026 filing.
Harry R. Shertzer, Jr. is Portfolio Manager & Chief Compliance Officer of Westhampton Capital, LLC, based in Winston Salem, North Carolina. He has worked in the financial industry since 1983.
Harry Shertzer’s longest registration is the current one, 15 years at Westhampton Capital since 2011. Before joining Westhampton Capital in 2011, Harry Shertzer was registered through Raymond James Financial Services Advisors, Inc and Ironstone Securities, Inc.
- Westhampton CapitalCurrent– present · 15 yearsWinston-Salem, NC · Adviser representative · Firm CRD 119176
- Raymond James Financial Services Advisors, Inc– · under a yearWinston Salem, NC · Adviser representative · Firm CRD 149018
- Ironstone Securities, Inc.– · 2 yearsKernersville, NC · Adviser representative · Firm CRD 130335
- Valic Financial Advisors, Inc.– · under a yearDurham, NC · Adviser representative · Firm CRD 42803
- Cuso Financial Services, L.P.– · 2 yearsWinston-Salem, NC · Adviser representative · Firm CRD 42132
Investment adviser representative registrations
Harry Shertzer is registered as an investment adviser representative in North Carolina, since March 2011.
- North CarolinaSince 1 March 2011
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 24 | General Securities Principal Examination | 1 December 1994 |
| Series 65 | Uniform Investment Adviser Law Examination | 4 February 1992 |
| Series 27 | Financial and Operations Principal Examination | 14 June 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 April 1984 |
| Series 7 | General Securities Representative Examination | 14 April 1984 |
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Financial and Operations Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Harry Reynolds Shertzer
- CRD
- 1251803
- Firm
- Westhampton Capital · CRD 119176
- Role
- Chief Compliance Officer; Minority Owner/Portfolio Manager
- Office
- 2150 COUNTRY CLUB RD, SUITE 250, Winston-Salem, NC 27104
- Registration
- Investment adviser registration
- In the industry since
- August 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- westhamptoncapital.com
Where does Harry Shertzer work?
Harry Shertzer is Chief Compliance Officer; Minority Owner/Portfolio Manager of Westhampton Capital, LLC, and is a control person of the firm.
Is Harry Shertzer a financial advisor?
Yes. Harry Shertzer has a current investment-adviser registration in North Carolina, through Westhampton Capital since March 2011.
How many years of experience does Harry Shertzer have?
Harry Shertzer has 21 years in the financial industry, since August 2005, across 5 adviser firms.
What exams has Harry Shertzer passed?
Harry Shertzer has passed 5 licensing exams: the Series 7, Series 63, Series 27, Series 65 and Series 24. The earliest, the Series 7, was passed in April 1984.
Where did Harry Shertzer work before Westhampton Capital?
Before Westhampton Capital, Harry Shertzer was registered through Raymond James Financial Services Advisors, Inc, June 2009 to January 2010; Ironstone Securities, Inc., September 2006 to October 2008; Valic Financial Advisors, Inc., July 2005 to August 2005; Cuso Financial Services, L.P., March 2002 to January 2005.
Where is Harry Shertzer based?
Harry Shertzer’s registered office is in Winston-Salem, NC.
Is Harry Shertzer registered with FINRA?
No. Harry Shertzer has no current broker registration.
How can I verify Harry Shertzer’s record?
Search CRD 1251803 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Harry Shertzer’s full registration record.