Harold Moran has held the title Member at Sustainable Advisors Alliance since April 2021, is a control person of the firm and directly owns between 10% and 25% of it. Harold Moran holds a BA from SUNY Albany.
Sustainable Advisors Alliance LLC is a Tulsa, OK firm with $235M under management, 559 clients and 8 advisers across 7 offices, as of its April 2026 filing.
Harry Moran is a Founding Member of Sustainable Advisors Alliance, LLC, based in Saratoga Springs, New York. He began working with sustainable investments in 1988 and made the commitment to specialize in this approach in 2001. After 19 years with Cornerstone Financial Advisors and Cadaret, Grant and Co., Inc., he left to found Sustainable Wealth Advisors in September 2011, and became a Founding Member of Sustainable Advisors Alliance in April 2021.
Harold Moran’s longest registration was 9 years at Portfolio Resources Advisor Group, Inc. (2011–2021). Before joining Sustainable Advisors Alliance in 2021, Harold Moran was registered through Portfolio Resources Advisor Group, Inc.
- – present · 5 yearsSaratoga Springs, NY · Adviser representative · Firm CRD 312061
- Portfolio Resources Advisor Group, Inc.– · 9 yearsSaratoga Springs, NY · Adviser representative · Firm CRD 144601
Professional designations
Listed by Sustainable Advisors Alliance
- Certified Financial Planner™ (CFP®)
- Accredited Investment Fiduciary® (AIF®)
- Certified Financial Transitionist (CeFT®)
Investment adviser representative registrations
Harold Moran is registered as an investment adviser representative in New York, since April 2021.
- New YorkSince 15 April 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 62 | Corporate Securities Limited Representative Examination | 24 August 1989 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 December 1986 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 29 December 1986 |
- Name
- Securities Industry Essentials Examination
- Name
- Corporate Securities Limited Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Harold Joseph Moran
- CRD
- 1608921
- Firm
- Sustainable Advisors Alliance · CRD 312061
- Role
- Member
- Office
- Saratoga Springs, NY
- Registration
- Investment adviser registration
- In the industry since
- December 1986
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- sustainableadvisorsalliance.com
Where does Harold Moran work?
Harold Moran has held the title Member at Sustainable Advisors Alliance LLC since April 2021, and is a control person of the firm.
Is Harold Moran a financial advisor?
Yes. Harold Moran has a current investment-adviser registration in New York, through Sustainable Advisors Alliance since April 2021.
How many years of experience does Harold Moran have?
Harold Moran has 39 years in the financial industry, since December 1986, across 2 adviser firms.
What exams has Harold Moran passed?
Harold Moran has passed 3 licensing exams: the Series 63, Series 6 and Series 62. The earliest, the Series 63, was passed in December 1986. FINRA credited Harold Moran with the SIE, which began in October 2018.
Where is Harold Moran based?
Harold Moran’s registered office is in Saratoga Springs, NY.
Is Harold Moran registered with FINRA?
No. Harold Moran has no current broker registration.
Is Harold Moran a CFP?
Sustainable Advisors Alliance lists Harold Moran with the CFP credential (“Certified Financial Planner™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Harry Moran biography, sustainableadvisorsalliance.com
How can I verify Harold Moran’s record?
Search CRD 1608921 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Harold Moran’s full registration record.
