Hailey Broten has been an investment adviser representative at LSB Capital Management since September 2025, and is not listed among the firm’s executive officers or direct owners. Hailey Broten holds a Bachelor's degree in Financial Management from Upper Iowa University.
LSB Capital Management, Inc. is an Ankeny, IA firm with $229M under management, 383 clients and 11 advisers across 7 offices, as of its August 2026 filing.
Hailey Broten is a Financial Advisor with LSB Capital Management, based in Cedar Falls, Iowa. She has been in the financial industry since 2012.
Hailey Broten’s longest registration is the current one, 1 year at LSB Capital Management since 2025. Before joining LSB Capital Management in 2025, Hailey Broten was registered through LPL Financial LLC.
- LSB Wealth ManagementCurrent– present · 1 yearCedar Falls, IA · Adviser representative · Firm CRD 310466
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Hailey Broten is registered as an investment adviser representative in Iowa, since September 2025.
- IowaSince 24 September 2025
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 20 September 2025 |
| Series 7 | General Securities Representative Examination | 15 October 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 11 May 2018 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 2 November 2012 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Hailey Jo Broten
- CRD
- 6108351
- Firm
- LSB Capital Management · CRD 310466
- Office
- 302 Main Street, Cedar Falls, IA 50613
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 2012
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- mylsb.com
Where does Hailey Broten work?
Hailey Broten is an investment adviser representative registered through LSB Capital Management, Inc. since September 2025, and is not listed among the firm’s executive officers or direct owners.
Is Hailey Broten a financial advisor?
Yes. Hailey Broten has a current investment-adviser registration in Iowa, through LSB Capital Management since September 2025.
How many years of experience does Hailey Broten have?
Hailey Broten has 13 years in the financial industry, since November 2012, across 2 adviser firms.
What exams has Hailey Broten passed?
Hailey Broten has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in November 2012. FINRA credited Hailey Broten with the SIE, which began in October 2018.
Where is Hailey Broten based?
Hailey Broten’s registered office is in Cedar Falls, IA.
Is Hailey Broten registered with FINRA?
Yes. Hailey Broten has a current broker registration, under CRD 6108351.
Source: FINRA BrokerCheck
How can I verify Hailey Broten’s record?
Search CRD 6108351 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Hailey Broten’s full registration record.
