Gwendolyn Louie has been an investment adviser representative at Provision Asset since November 2021, and is not listed among the firm’s executive officers or direct owners.
Provision Asset, LLC is a firm with $151M under management, 463 clients and 6 advisers across 7 offices, as of its May 2026 filing.
- Provision Asset, LLCCurrent– present · 4 yearsLittle Elm, TX · Adviser representative · Firm CRD 282183
Investment adviser representative registrations
Gwendolyn Louie is registered as an investment adviser representative in Texas, since November 2021.
- TexasSince 11 November 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 31 August 2020 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Gwendolyn Dee Louie
- CRD
- 7428513
- Firm
- Provision Asset · CRD 282183
- Office
- Little Elm, TX
- Registration
- Investment adviser registration
- In the industry since
- November 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Gwendolyn Louie work?
Gwendolyn Louie is an investment adviser representative registered through Provision Asset, LLC since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is Gwendolyn Louie a financial advisor?
Yes. Gwendolyn Louie has a current investment-adviser registration in Texas, through Provision Asset since November 2021.
How many years of experience does Gwendolyn Louie have?
Gwendolyn Louie has 4 years in the financial industry, since November 2021, across 1 adviser firm.
What exams has Gwendolyn Louie passed?
Gwendolyn Louie passed the Series 65 in August 2020.
Where is Gwendolyn Louie based?
Gwendolyn Louie’s registered office is in Little Elm, TX.
Is Gwendolyn Louie registered with FINRA?
No. Gwendolyn Louie has no current broker registration.
How can I verify Gwendolyn Louie’s record?
Search CRD 7428513 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gwendolyn Louie’s full registration record.