Guy Scott is a control person of Pennington Partners & Co. and directly owns under 5% of it. Guy Scott holds a BS in Business Management - Investment Finance from the University of Maryland Global Campus and a BS in Public Affairs Management - Economics from Michigan State University.
Pennington Partners & Co. is an investment adviser based in Bethesda, MD, registered with the SEC since 2016. It provides financial planning and investment management. Its clients include high-net-worth individuals and pooled investment vehicles. Its regulatory assets under management total $5.09 billion, as filed on 6 April 2026. Its fees, ownership and offices are on the firm’s profile.
Guy Scott is Chief Compliance Officer of Pennington Partners & Co. He has over 20 years of regulatory compliance experience in the financial services industry, and he also serves as CCO for Pennington Alternative Income Management. Before joining Pennington, he was Senior Compliance Manager at American Capital, Ltd, and he started and managed his own compliance consulting firm, Guyscott Consulting Inc.
- CRD
- 4374242
- Firm
- Pennington Partners & Co. · CRD 282688
- Role
- Chief Compliance Officer
- In role since
- April 2020 · 6 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Bethesda, MD
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- penningtonpartners.co
Where does Guy Scott work?
Guy Scott has been Chief Compliance Officer of Pennington Partners & Co., LLC since April 2020, and is a control person of the firm.
How can I verify Guy Scott’s record?
Guy Scott’s role is listed on Pennington Partners & Co., LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 282688.
