Gregory Woods has been Chief Compliance Officer, Director of Investment & Fiduciary Services of NPPG Plan Professionals since December 2022, is a control person of the firm and directly owns under 5% of it.
NPPG Plan Professionals, LLC is a Shrewsbury, NJ firm with $6.27B under management, 64 clients and 2 advisers across 2 offices, as of its May 2026 filing.
- NPPG Plan Professionals, LLCCurrent– present · 3 yearsNewtown Square, PA · Adviser representative · Firm CRD 324646
Investment adviser representative registrations
Gregory Woods is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2023; the most recent is Pennsylvania, in June 2023.
- PennsylvaniaSince 2 June 2023
- TexasResidentSince 11 April 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 2 June 2023 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Gregory Brian Woods
- CRD
- 2911439
- Firm
- NPPG Plan Professionals · CRD 324646
- Role
- Chief Compliance Officer, Director of Investment & Fiduciary Services
- Office
- Newtown Square, PA
- Registration
- Investment adviser registration
- In the industry since
- April 2023
- Disciplinary history
- Not yet shown here · SEC record
Where does Gregory Woods work?
Gregory Woods has been Chief Compliance Officer, Director of Investment & Fiduciary Services of NPPG Plan Professionals, LLC since December 2022, and is a control person of the firm.
Is Gregory Woods a financial advisor?
Yes. Gregory Woods has a current investment-adviser registration in Pennsylvania and Texas, through NPPG Plan Professionals since April 2023.
How many years of experience does Gregory Woods have?
Gregory Woods has 3 years in the financial industry, since April 2023, across 1 adviser firm.
What exams has Gregory Woods passed?
Gregory Woods passed the Series 65 in June 2023.
Where is Gregory Woods based?
Gregory Woods’ registered office is in Newtown Square, PA.
Is Gregory Woods registered with FINRA?
No. Gregory Woods has no current broker registration.
How can I verify Gregory Woods’ record?
Search CRD 2911439 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Woods’ full registration record.