Gregory Ludwig has been an investment adviser representative at Guidance Capital since October 2022, and is not listed among the firm’s executive officers or direct owners.
Guidance Capital, Inc. is a Louisville, KY firm with $450M under management, 759 clients and 7 advisers in one office, as of its April 2026 filing.
Gregory Ludwig’s longest registration is the current one, 3 years at Guidance Capital since 2022. Before joining Guidance Capital in 2022, Gregory Ludwig was registered through Money Concepts Advisory Service.
- Guidance Capital, Inc.Current– present · 3 yearsLouisville, KY · Adviser representative · Firm CRD 323541
- Money Concepts Advisory Service– · 1 yearLouisville, KY · Adviser representative · Firm CRD 12963
Investment adviser representative registrations
Gregory Ludwig is registered as an investment adviser representative in Kentucky, since October 2022.
- KentuckySince 28 October 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 June 2021 |
| Series 7TO | General Securities Representative Examination | 23 April 2021 |
| SIE | Securities Industry Essentials Examination | 15 September 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7347555
- Firm
- Guidance Capital · CRD 323541
- Office
- 2020 HIGH WICKHAM PLACE, SUITE 200, Louisville, KY 40245
- Registration
- Investment adviser registration
- In the industry since
- April 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Gregory Ludwig work?
Gregory Ludwig is an investment adviser representative registered through Guidance Capital, Inc. since October 2022, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Ludwig a financial advisor?
Yes. Gregory Ludwig has a current investment-adviser registration in Kentucky, through Guidance Capital since October 2022.
How many years of experience does Gregory Ludwig have?
Gregory Ludwig has 5 years in the financial industry, since April 2021, across 2 adviser firms.
What exams has Gregory Ludwig passed?
Gregory Ludwig has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in September 2020.
Where is Gregory Ludwig based?
Gregory Ludwig’s registered office is in Louisville, KY.
Is Gregory Ludwig registered with FINRA?
No. Gregory Ludwig has no current broker registration.
How can I verify Gregory Ludwig’s record?
Search CRD 7347555 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Ludwig’s full registration record.
