Gregory Guidone has been Managing Member, Chief Compliance Officer of East Guilford Financial Services since September 2021, is a control person of the firm and directly owns 75% or more of it.
East Guilford Financial Services LLC is a Madison, CT firm with $193M under management, 301 clients and 1 adviser in one office, as of its March 2026 filing.
- – present · 4 yearsMadison, CT · Adviser representative · Firm CRD 127481
Investment adviser representative registrations
Gregory Guidone is registered as an investment adviser representative in 5 states. The first approvals date from November 2021; the most recent is Massachusetts, in March 2022.
- ConnecticutSince 18 November 2021
- MassachusettsSince 15 March 2022
- New HampshireSince 1 March 2022
- New YorkSince 1 March 2022
- TexasSince 27 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 6 December 1991 |
| Series 7 | General Securities Representative Examination | 14 November 1991 |
| Series 63 | Uniform Securities Agent State Law Examination | 26 January 1987 |
| Series 22 | Direct Participation Programs Representative Examination | 27 June 1984 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 3 November 1983 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 4 March 1982 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Direct Participation Programs Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gregory John Guidone
- CRD
- 1032687
- Firm
- East Guilford Financial Services · CRD 127481
- Role
- Managing Member, Chief Compliance Officer
- Office
- 60 Boston Post Rd., Madison, CT 06443
- Registration
- Investment adviser registration
- In the industry since
- February 1985
- Disciplinary history
- Not yet shown here · SEC record
Where does Gregory Guidone work?
Gregory Guidone has been Managing Member, Chief Compliance Officer of East Guilford Financial Services LLC since September 2021, and is a control person of the firm.
Is Gregory Guidone a financial advisor?
Yes. Gregory Guidone has a current investment-adviser registration in Connecticut, Massachusetts, New Hampshire, New York and Texas, through East Guilford Financial Services since November 2021.
How many years of experience does Gregory Guidone have?
Gregory Guidone has 41 years in the financial industry, since February 1985, across 1 adviser firm.
What exams has Gregory Guidone passed?
Gregory Guidone has passed 6 licensing exams: the Series 6, Series 26, Series 22, Series 63, Series 7 and Series 24. The earliest, the Series 6, was passed in March 1982. FINRA credited Gregory Guidone with the SIE, which began in October 2018.
Where is Gregory Guidone based?
Gregory Guidone’s registered office is in Madison, CT.
Is Gregory Guidone registered with FINRA?
No. Gregory Guidone has no current broker registration.
How can I verify Gregory Guidone’s record?
Search CRD 1032687 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Guidone’s full registration record.