Gregory Giles has been an investment adviser representative at RDA Financial Network since June 2017, and is not listed among the firm’s executive officers or direct owners.
Rda Financial Network, Inc. is an Akron, IA firm with $675M under management, 1,521 clients and 17 advisers across 16 offices, as of its October 2026 filing.
Gregory Giles’ longest registration is the current one, 9 years at RDA Financial Network since 2017. Before joining RDA Financial Network in 2017, Gregory Giles was registered through Robert W. Baird & Co. Incorporated.
- Rda Financial NetworkCurrent– present · 9 yearsSioux City, IA · Adviser representative · Firm CRD 147309
- Robert W. Baird & Co. Incorporated– · 1 yearSioux City, IA · Adviser representative · Firm CRD 8158
Investment adviser representative registrations
Gregory Giles is registered as an investment adviser representative in 3 states, as a resident of Texas. The first approvals date from June 2017; the most recent is Texas, in December 2022.
- IowaSince 9 June 2017
- NebraskaSince 29 November 2022
- TexasResidentSince 6 December 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 August 2015 |
| Series 7 | General Securities Representative Examination | 19 March 2015 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Gifford Giles
- CRD
- 6437435
- Firm
- RDA Financial Network · CRD 147309
- Office
- 505 5TH ST., # 100, Sioux City, IA 51101
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2015
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Gregory Giles work?
Gregory Giles is an investment adviser representative registered through Rda Financial Network, Inc. since June 2017, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Giles a financial advisor?
Yes. Gregory Giles has a current investment-adviser registration in Iowa, Nebraska and Texas, through RDA Financial Network since June 2017.
How many years of experience does Gregory Giles have?
Gregory Giles has 11 years in the financial industry, since September 2015, across 2 adviser firms.
What exams has Gregory Giles passed?
Gregory Giles has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2015. FINRA credited Gregory Giles with the SIE, which began in October 2018.
Where did Gregory Giles work before RDA Financial Network?
Before RDA Financial Network, Gregory Giles was registered through Robert W. Baird & Co. Incorporated, August 2015 to December 2016.
Where is Gregory Giles based?
Gregory Giles’ registered office is in Sioux City, IA.
Is Gregory Giles registered with FINRA?
Yes. Gregory Giles has a current broker registration, under CRD 6437435.
Source: FINRA BrokerCheck
How can I verify Gregory Giles’ record?
Search CRD 6437435 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gregory Giles’ full registration record.