Gregory Dukes has been an investment adviser representative at Moralis Technologies since November 2021, and is not listed among the firm’s executive officers or direct owners.
Moralis Technologies, LLC is a Pittsburgh, PA firm with $103M under management, 67 clients and 7 advisers in one office, as of its August 2026 filing.
Gregory Dukes’ longest registration is the current one, 8 years at Mfa Wealth Advisors, LLC since 2018.
- Moralis Technologies, LLCCurrent– present · 4 yearsPittsburgh, PA · Adviser representative · Firm CRD 316221
- Mfa Wealth Advisors, LLCAlso current– present · 8 yearsPittsburgh, PA · Adviser representative · Firm CRD 171984
Investment adviser representative registrations
Gregory Dukes is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from April 2018; the most recent is Texas, in October 2023.
- PennsylvaniaSince 30 April 2018
- TexasResidentSince 10 October 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 30 April 2018 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 31 January 2009 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 26 August 2003 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 December 2002 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 10 October 2002 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gregory Robert Dukes
- CRD
- 4441372
- Firm
- Moralis Technologies · CRD 316221
- Office
- 650 WASHINGTON RD, SUITE 8000, Pittsburgh, PA 15228
- Registration
- Investment adviser registration
- In the industry since
- April 2018
- Disciplinary history
- Not yet shown here · SEC record
Where does Gregory Dukes work?
Gregory Dukes is an investment adviser representative registered through Moralis Technologies, LLC since November 2021, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Dukes a financial advisor?
Yes. Gregory Dukes has a current investment-adviser registration in Pennsylvania and Texas, through Moralis Technologies since November 2021.
How many years of experience does Gregory Dukes have?
Gregory Dukes has 8 years in the financial industry, since April 2018, across 2 adviser firms.
What exams has Gregory Dukes passed?
Gregory Dukes has passed 5 licensing exams: the Series 6, Series 63, Series 26, Series 7 and Series 65. The earliest, the Series 6, was passed in October 2002. FINRA credited Gregory Dukes with the SIE, which began in October 2018.
Where is Gregory Dukes based?
Gregory Dukes’ registered office is in Pittsburgh, PA.
Is Gregory Dukes registered with FINRA?
No. Gregory Dukes has no current broker registration.
How can I verify Gregory Dukes’ record?
Search CRD 4441372 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Dukes’ full registration record.
- Christopher McMahonPresident, Chief Executive Officer
- David ReichertChief Compliance Officer
- Megan PetruskaChief Operations Officer