Gregory Carrico has been Managing Member/Chief Compliance Officer/Investment Advisor Representative of Legacy Wealth Advisors since September 2015, is a control person of the firm and directly owns between 50% and 75% of it. Gregory Carrico studied at the University of Michigan.
Legacy Wealth Advisors, LLC is a Clinton Township, MI firm with $132M under management, 251 clients and 2 advisers in one office, as of its March 2026 filing.
Greg Carrico is President and Financial Advisor of Legacy Wealth Advisors, based in Macomb County, Michigan. He develops strategies tailored to clients' goals for wealth accumulation, retention and transfer of assets.
Gregory Carrico’s longest registration is the current one, 10 years at Legacy Wealth Advisors since 2016. Before joining Legacy Wealth Advisors in 2017, Gregory Carrico was registered through Legend Advisory Corporation.
- Legacy Wealth Advisors, LLCCurrent– present · 10 yearsClinton Township, MI · Adviser representative · Firm CRD 281810
- Legend Advisory Corporation– · 2 yearsRoyal Oak, MI · Adviser representative · Firm CRD 104761
Investment adviser representative registrations
Gregory Carrico is registered as an investment adviser representative in Michigan, since January 2017.
- MichiganSince 30 January 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 19 November 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 January 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 27 December 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gregory M Carrico
- CRD
- 5266398
- Firm
- Legacy Wealth Advisors · CRD 281810
- Role
- Managing Member/Chief Compliance Officer/Investment Advisor Representative
- Office
- 41700 HAYES ROAD SUITE A, Clinton Township, MI 48038
- Registration
- Investment adviser registration
- In the industry since
- December 2013
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- legacy-wealth.com
Where does Gregory Carrico work?
Gregory Carrico has been Managing Member/Chief Compliance Officer/Investment Advisor Representative of Legacy Wealth Advisors, LLC since September 2015, and is a control person of the firm.
Is Gregory Carrico a financial advisor?
Yes. Gregory Carrico has a current investment-adviser registration in Michigan, through Legacy Wealth Advisors since January 2017.
How many years of experience does Gregory Carrico have?
Gregory Carrico has 12 years in the financial industry, since December 2013, across 2 adviser firms.
What exams has Gregory Carrico passed?
Gregory Carrico has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in December 2006. FINRA credited Gregory Carrico with the SIE, which began in October 2018.
Where did Gregory Carrico work before Legacy Wealth Advisors?
Before Legacy Wealth Advisors, Gregory Carrico was registered through Legend Advisory Corporation, November 2013 to January 2016.
Where is Gregory Carrico based?
Gregory Carrico’s registered office is in Clinton Township, MI.
Is Gregory Carrico registered with FINRA?
No. Gregory Carrico has no current broker registration.
How can I verify Gregory Carrico’s record?
Search CRD 5266398 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gregory Carrico’s full registration record.