Gregory Bauer has been an investment adviser representative at Quad City Investment Advisors since August 2022, and is not listed among the firm’s executive officers or direct owners. Gregory Bauer holds a Bachelor's degree in Finance from St. Ambrose University.
Quad City Investment Advisors, LLC is a Moline, IL firm with $408M under management, 746 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Greg Bauer is Financial Advisor of Quad City Investment Center. He joined the Quad City Investment Center in 2022 and brings over 13 years of various corporate finance experience. He works in Investment Planning, creating individualized plans customized to a client's objectives.
Gregory Bauer’s longest registration is the current one, 4 years at Quad City Investment Advisors since 2022. Before joining Quad City Investment Advisors in 2022, Gregory Bauer was registered through LPL Financial LLC.
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
- Quad City Investment CenterCurrent– present · 4 yearsDavenport, IA · Adviser representative · Firm CRD 112187
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Gregory Bauer is registered as an investment adviser representative in 2 states. Each was approved in August 2022.
- IllinoisSince 3 August 2022
- IowaSince 3 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 3 June 2022 |
| Series 7TO | General Securities Representative Examination | 22 April 2022 |
| SIE | Securities Industry Essentials Examination | 25 February 2022 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Gregory M Bauer
- CRD
- 5358763
- Firm
- Quad City Investment Advisors · CRD 112187
- Office
- 5405 UTICA RIDGE TD., SUITE 100, Davenport, IA 52807
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2022
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- qcbt.bank
Where does Gregory Bauer work?
Gregory Bauer is an investment adviser representative registered through Quad City Investment Advisors, LLC since August 2022, and is not listed among the firm’s executive officers or direct owners.
Is Gregory Bauer a financial advisor?
Yes. Gregory Bauer has a current investment-adviser registration in Illinois and Iowa, through Quad City Investment Advisors since August 2022.
How many years of experience does Gregory Bauer have?
Gregory Bauer has 4 years in the financial industry, since April 2022, across 2 adviser firms.
What exams has Gregory Bauer passed?
Gregory Bauer has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in February 2022.
Where did Gregory Bauer work before Quad City Investment Advisors?
Before Quad City Investment Advisors, Gregory Bauer was registered through LPL Financial LLC, June 2022 to June 2022.
Where is Gregory Bauer based?
Gregory Bauer’s registered office is in Davenport, IA.
Is Gregory Bauer registered with FINRA?
Yes. Gregory Bauer has a current broker registration, under CRD 5358763.
Source: FINRA BrokerCheck
How can I verify Gregory Bauer’s record?
Search CRD 5358763 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gregory Bauer’s full registration record.