Gloria Bohannon has been Owner/CCO of Mercantile Advisors I since October 2018, is a control person of the firm and directly owns 75% or more of it.
Mercantile Advisors I, LLC is a Wichita Falls, TX firm with $146M under management, 71 clients and 2 advisers in one office, as of its April 2026 filing.
Gloria Bohannon’s longest registration is the current one, 9 years at Mercantile Advisors I since 2017. Before joining Mercantile Advisors I in 2017, Gloria Bohannon was registered through Herbert R Smith Incorporated.
- – present · 9 yearsWichita Falls, TX · Adviser representative · Firm CRD 165094
- Herbert R Smith Incorporated– · 3 yearsWichita Falls, TX · Adviser representative · Firm CRD 105329
Investment adviser representative registrations
Gloria Bohannon is registered as an investment adviser representative in Texas, since September 2017.
- TexasSince 29 September 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 September 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 16 June 1989 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 20 April 1989 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Gloria Ann Bohannon
- CRD
- 1938011
- Firm
- Mercantile Advisors I · CRD 165094
- Role
- Owner/CCO
- Office
- 2700 C Midwestern Parkway, Wichita Falls, TX 76308
- Registration
- Investment adviser registration
- In the industry since
- September 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Gloria Bohannon work?
Gloria Bohannon has been Owner/CCO of Mercantile Advisors I, LLC since October 2018, and is a control person of the firm.
Is Gloria Bohannon a financial advisor?
Yes. Gloria Bohannon has a current investment-adviser registration in Texas, through Mercantile Advisors I since September 2017.
How many years of experience does Gloria Bohannon have?
Gloria Bohannon has 12 years in the financial industry, since September 2014, across 2 adviser firms.
What exams has Gloria Bohannon passed?
Gloria Bohannon has passed 3 licensing exams: the Series 6, Series 63 and Series 65. The earliest, the Series 6, was passed in April 1989.
Where did Gloria Bohannon work before Mercantile Advisors I?
Before Mercantile Advisors I, Gloria Bohannon was registered through Herbert R Smith Incorporated, March 2003 to April 2006.
Where is Gloria Bohannon based?
Gloria Bohannon’s registered office is in Wichita Falls, TX.
Is Gloria Bohannon registered with FINRA?
No. Gloria Bohannon has no current broker registration.
How can I verify Gloria Bohannon’s record?
Search CRD 1938011 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gloria Bohannon’s full registration record.