George Poole has been President and Chief Compliance Officer of HFH Planning since March 2017, is a control person of the firm and directly owns under 5% of it. George Poole holds a Master of Business Administration with Distinction from New York University and a Bachelor of Science in Business Administration from the University of North Carolina at Chapel Hill.
HFH Planning Inc. is a firm with $206M under management, 122 clients and 2 advisers in one office, as of its April 2026 filing.
G. Martin Poole joined HFH Planning Inc. as a Financial Strategist in March 2009. Previously he was a Wealth Management Product Specialist at Citigroup's Family Office Group. He spent seven years at US Trust advising individuals and families on the management of their assets, building on 12 years in a similar position at the Private Bank at Chase Manhattan.
Professional designations
Listed by HFH Planning
- CFP®
- RFC
Investment adviser representative registrations
George Poole is registered as an investment adviser representative in New York, since June 2021.
- New YorkSince 12 June 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 31 August 2007 |
| Series 7 | General Securities Representative Examination | 9 August 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- George Martin Poole
- CRD
- 5339881
- Firm
- HFH Planning · CRD 114046
- Role
- President and Chief Compliance Officer
- Office
- New York, NY
- Registration
- Investment adviser registration
- In the industry since
- June 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- hfhplanning.com
Where does George Poole work?
George Poole has been President and Chief Compliance Officer of HFH Planning Inc. since March 2017, and is a control person of the firm.
Is George Poole a financial advisor?
Yes. George Poole has a current investment-adviser registration in New York, through HFH Planning since June 2021.
How many years of experience does George Poole have?
George Poole has 5 years in the financial industry, since June 2021, across 1 adviser firm.
What exams has George Poole passed?
George Poole has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in August 2007.
Where is George Poole based?
George Poole’s registered office is in New York, NY.
Is George Poole registered with FINRA?
No. George Poole has no current broker registration.
Is George Poole a CFP?
HFH Planning lists George Poole with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify George Poole’s record?
Search CRD 5339881 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes George Poole’s full registration record.
