George Platt has been an investment adviser representative at BTS Asset Management since January 2008, and is not listed among the firm’s executive officers or direct owners.
BTS Asset Management Inc is a Lincoln, MA firm with $145M under management, 448 clients and 4 advisers in one office, as of its March 2026 filing.
- BTS Asset Management, Inc.Current– present · 18 yearsLincoln, MA · Adviser representative · Firm CRD 105215
Investment adviser representative registrations
George Platt is registered as an investment adviser representative in Massachusetts, since January 2008.
- MassachusettsSince 17 January 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 24 February 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 August 2006 |
| Series 7 | General Securities Representative Examination | 15 October 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- George William Platt
- CRD
- 4703850
- Firm
- BTS Asset Management · CRD 105215
- Office
- 55 OLD BEDFORD ROAD, SUITE 203, Lincoln, MA 01773
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 2005
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does George Platt work?
George Platt is an investment adviser representative registered through BTS Asset Management Inc since January 2008, and is not listed among the firm’s executive officers or direct owners.
Is George Platt a financial advisor?
Yes. George Platt has a current investment-adviser registration in Massachusetts, through BTS Asset Management since January 2008.
How many years of experience does George Platt have?
George Platt has 21 years in the financial industry, since October 2005, across 1 adviser firm.
What exams has George Platt passed?
George Platt has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in October 2003. FINRA credited George Platt with the SIE, which began in October 2018.
Where is George Platt based?
George Platt’s registered office is in Lincoln, MA.
Is George Platt registered with FINRA?
Yes. George Platt has a current broker registration, under CRD 4703850.
Source: FINRA BrokerCheck
How can I verify George Platt’s record?
Search CRD 4703850 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish George Platt’s full registration record.
