George Cleffi has been an investment adviser representative at Jeffrey Matthews Wealth Management since September 2019, and is not listed among the firm’s executive officers or direct owners.
Jeffrey Matthews Wealth Management, LLC is a Florham Park, NJ firm with $162M under management, 367 clients and 15 advisers across 6 offices, as of its July 2026 filing.
George Cleffi’s longest registration was 8 years at RBC Capital Markets, LLC (2011–2019). Before joining Jeffrey Matthews Wealth Management in 2019, George Cleffi was registered through RBC Capital Markets, LLC.
- – present · 7 yearsFlorham Park, NJ · Adviser representative · Firm CRD 155392
- RBC Capital Markets, LLC– · 8 yearsFlorham Park, NJ · Adviser representative · Firm CRD 31194
Investment adviser representative registrations
George Cleffi is registered as an investment adviser representative in 2 states. The first approvals date from September 2019; the most recent is New York, in May 2021.
- New JerseySince 5 September 2019
- New YorkSince 21 May 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 May 2011 |
| Series 10 | General Securities Sales Supervisor - General Module Examination | 24 April 2001 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 13 March 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 7 June 1985 |
| Series 7 | General Securities Representative Examination | 18 May 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- George Steven Cleffi
- CRD
- 1365768
- Firm
- Jeffrey Matthews Wealth Management · CRD 155392
- Office
- 30B VREELAND ROAD, SUITE 210, Florham Park, NJ 07932
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does George Cleffi work?
George Cleffi is an investment adviser representative registered through Jeffrey Matthews Wealth Management, LLC since September 2019, and is not listed among the firm’s executive officers or direct owners.
Is George Cleffi a financial advisor?
Yes. George Cleffi has a current investment-adviser registration in New Jersey and New York, through Jeffrey Matthews Wealth Management since September 2019.
How many years of experience does George Cleffi have?
George Cleffi has 41 years in the financial industry, since June 1985, across 2 adviser firms.
What exams has George Cleffi passed?
George Cleffi has passed 5 licensing exams: the Series 7, Series 63, Series 9, Series 10 and Series 66. The earliest, the Series 7, was passed in May 1985. FINRA credited George Cleffi with the SIE, which began in October 2018.
Where is George Cleffi based?
George Cleffi’s registered office is in Florham Park, NJ.
Is George Cleffi registered with FINRA?
Yes. George Cleffi has a current broker registration, under CRD 1365768.
Source: FINRA BrokerCheck
How can I verify George Cleffi’s record?
Search CRD 1365768 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish George Cleffi’s full registration record.
