Geoffrey Smith has been Chief Compliance Officer of Lorne Steinberg Wealth Management since November 2010, is a control person of the firm and directly owns under 5% of it.
Lorne Steinberg Wealth Management Inc. is a Montreal, Quebec, Canada firm with $814M under management, 1,047 clients and 11 advisers across 3 offices, as of its March 2026 filing.
- – · under a yearMontreal, Quebec · Adviser representative · Firm CRD 290262
Examinations
No examinations are on Geoffrey Smith’s record.
- Full name
- Geoffrey Thomas Smith
- CRD
- 6865874
- Firm
- Lorne Steinberg Wealth Management · CRD 290262
- Role
- Chief Compliance Officer
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Geoffrey Smith work?
Geoffrey Smith has been Chief Compliance Officer of Lorne Steinberg Wealth Management Inc. since November 2010, and is a control person of the firm.
Does Geoffrey Smith have a current investment-adviser registration?
Geoffrey Smith has no current investment-adviser or broker registration.
Where was Geoffrey Smith previously registered as an investment adviser?
Geoffrey Smith has past investment-adviser registrations through Lorne Steinberg Wealth Management Inc., May 2023 to March 2024, across 1 firm.
Is Geoffrey Smith registered with FINRA?
No. Geoffrey Smith has no current broker registration.
How can I verify Geoffrey Smith’s record?
Search CRD 6865874 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Geoffrey Smith’s full registration record.