Gary Roth is a control person of Modern Wealth Management and directly owns under 5% of it. Gary Roth holds an MBA from Columbia Business School and an MBA from the University of California at Berkeley, Haas School of Business. Gary Roth studied at Columbia University.
Modern Wealth Management is an investment adviser based in Kansas City, MO, registered with the SEC since 2023. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients, and pension and profit-sharing plans. Its regulatory assets under management total $10.9 billion, as filed on 2 July 2026. Its fees, ownership and offices are on the firm’s profile.
Gary Roth is Co-CEO and co-founder of Modern Wealth Management, based in Laguna Beach, CA. Before joining the founding team he was a managing director at Goldman Sachs Personal Financial Management. Between 2005 and 2019, he served as Chief Business Officer, Chief Financial Officer and Chief Operating Officer at United Capital. He was also a co-founder at AssureNet.
- CRD
- 5021897
- Firm
- Modern Wealth Management · CRD 324624
- Role
- Co-CEO
- In role since
- December 2022 · 3 years
- Control person
- Yes
- Direct ownership
- Under 5%
- Firm headquarters
- Kansas City, MO
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- modwm.com
Where does Gary Roth work?
Gary Roth has been Co-CEO of Modern Wealth Management, LLC since December 2022, and is a control person of the firm.
How can I verify Gary Roth’s record?
Gary Roth’s role is listed on Modern Wealth Management, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 324624.
