Gary Kaltbaum has been Managing Member/Chief Compliance Officer of Kaltbaum Capital Management since January 2003, is a control person of the firm and directly owns 75% or more of it.
Kaltbaum Capital Management, LLC is a firm with $111M under management, 227 clients and 1 adviser in one office, as of its March 2026 filing.
Gary Kaltbaum is Owner and President of Kaltbaum Capital Management, based in Orlando, Florida. He has more than 40 years of experience in the markets. He is a Fox News Channel Business Contributor, the author of the book "The Investors Edge", and the host of a nationally syndicated radio show of the same name.
Gary Kaltbaum’s longest registration is the current one, 16 years at Kaltbaum Capital Management since 2010. Before joining Kaltbaum Capital Management in 2010, Gary Kaltbaum was registered through Wunderlich Securities, Inc. and Capital Securities of America, Inc.
- Kaltbaum Capital ManagementCurrent– present · 16 yearsSanford, FL · Adviser representative · Firm CRD 123991
- Wunderlich Securities, Inc.– · 3 yearsOrlando, FL · Adviser representative · Firm CRD 2543
- Capital Securities of America, Inc.– · 1 yearOrlando, FL · Adviser representative · Firm CRD 36405
- Wachovia Securities Financial Network, LLC– · 3 yearsOrlando, FL · Adviser representative · Firm CRD 11025
Investment adviser representative registrations
Gary Kaltbaum is registered as an investment adviser representative in 4 states. The first approvals date from April 2015; the most recent is Florida, in April 2026.
- ArizonaSince 28 July 2017
- FloridaSince 8 April 2026
- PennsylvaniaSince 27 February 2026
- TexasSince 20 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 13 March 1996 |
| Series 24 | General Securities Principal Examination | 12 April 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 6 February 1984 |
| Series 7 | General Securities Representative Examination | 18 December 1982 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gary Brian Kaltbaum
- CRD
- 1082074
- Firm
- Kaltbaum Capital Management · CRD 123991
- Role
- Managing Member/Chief Compliance Officer
- Office
- Sanford, FL
- Registration
- Investment adviser registration
- In the industry since
- September 1984
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- garykaltbaum.com
Where does Gary Kaltbaum work?
Gary Kaltbaum has been Managing Member/Chief Compliance Officer of Kaltbaum Capital Management, LLC since January 2003, and is a control person of the firm.
Is Gary Kaltbaum a financial advisor?
Yes. Gary Kaltbaum has a current investment-adviser registration in Arizona, Florida, Pennsylvania and Texas, through Kaltbaum Capital Management since October 2010.
How many years of experience does Gary Kaltbaum have?
Gary Kaltbaum has 42 years in the financial industry, since September 1984, across 4 adviser firms.
What exams has Gary Kaltbaum passed?
Gary Kaltbaum has passed 4 licensing exams: the Series 7, Series 63, Series 24 and Series 65. The earliest, the Series 7, was passed in December 1982.
Where did Gary Kaltbaum work before Kaltbaum Capital Management?
Before Kaltbaum Capital Management, Gary Kaltbaum was registered through Capital Securities of America, Inc., August 2005 to March 2007; Kaltbaum and Associates, May 2003 to August 2003; Wachovia Securities Financial Network, LLC, January 2001 to April 2004.
Where is Gary Kaltbaum based?
Gary Kaltbaum’s registered office is in Sanford, FL.
Is Gary Kaltbaum registered with FINRA?
No. Gary Kaltbaum has no current broker registration.
How can I verify Gary Kaltbaum’s record?
Search CRD 1082074 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Gary Kaltbaum’s full registration record.