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Garth Moreau, portrait

Garth Moreau

Investment adviser representative at OxenFree Capital in Melbourne, FL

Investment adviser registrationUpdated

Garth Moreau is an investment adviser representative at Oxenfree Capital LLC, an investment adviser managing $250M, and works from its Melbourne, FL office. Garth Moreau has been registered through OxenFree Capital since 10 July 2023, has 18 years in the industry across 5 firms and has passed the Series 7 and Series 66.

18
Years in industry
3
Years at firm
5
Adviser firms
1
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Garth Moreau has been an investment adviser representative at OxenFree Capital since July 2023, and is not listed among the firm’s executive officers or direct owners. Garth Moreau studied at Berea College.

Oxenfree Capital LLC is a Melbourne, FL firm with $250M under management, 950 clients and 8 advisers across 2 offices, as of its June 2026 filing.

Garth Moreau is Financial Advisor of OxenFree Financial. He develops comprehensive investment and retirement plans for individuals and small businesses. In 2008 he began his financial services career as a Financial Advisor with Edward Jones Investments.

Garth Moreau’s longest registration was 8 years at Cetera Advisor Networks LLC (2014–2023). Before joining OxenFree Capital in 2023, Garth Moreau was registered through Cetera Investment Advisers LLC and Affinity Financial Advisors.

  1. – present · 3 years
    Melbourne, FL · Adviser representative · Firm CRD 327105
  2. Cetera Investment Advisers LLC
    – · under a year
    Satellite Beach, FL · Adviser representative · Firm CRD 105644
  3. Affinity Financial Advisors
    – · 3 years
    Bokeelia, FL · Adviser representative · Firm CRD 114412
  4. Cetera Advisor Networks LLC
    – · 8 years
    Satellite Beach, FL · Adviser representative · Firm CRD 13572
  5. Edward Jones
    – · 6 years
    St James City, FL · Adviser representative · Firm CRD 250

Credentials and registrations

Investment adviser representative registrations

Garth Moreau is registered as an investment adviser representative in Florida, since July 2023.

  • FloridaSince 10 July 2023

Examinations

SIECredited
Name
Securities Industry Essentials Examination
Series 662 May 2008
Name
Uniform Combined State Law Examination
Series 714 March 2008
Name
General Securities Representative Examination

Key facts

Full name
Garth Ovead Moreau
CRD
5480972
Firm
OxenFree Capital · CRD 327105
Office
1900 S. HARBOR CITY BLVD., STE. 111, Melbourne, FL 32901-4725
Registration
Investment adviser registration
In the industry since
March 2008
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Garth Moreau work?

Garth Moreau is an investment adviser representative registered through Oxenfree Capital LLC since July 2023, and is not listed among the firm’s executive officers or direct owners.

Source: IAPD individual record, checked 22 October 2026

Is Garth Moreau a financial advisor?

Yes. Garth Moreau has a current investment-adviser registration in Florida, through OxenFree Capital since July 2023.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Garth Moreau have?

Garth Moreau has 18 years in the financial industry, since March 2008, across 5 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Garth Moreau passed?

Garth Moreau has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in March 2008. FINRA credited Garth Moreau with the SIE, which began in October 2018.

Source: IAPD individual record, checked 22 October 2026

Where did Garth Moreau work before OxenFree Capital?

Before OxenFree Capital, Garth Moreau was registered through Cetera Advisor Networks LLC, November 2014 to June 2023; Edward Jones, May 2008 to November 2014.

Source: IAPD individual record, checked 22 October 2026

Where is Garth Moreau based?

Garth Moreau’s registered office is in Melbourne, FL.

Source: IAPD individual record, checked 22 October 2026

Is Garth Moreau registered with FINRA?

No. Garth Moreau has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Garth Moreau’s record?

Search CRD 5480972 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Garth Moreau’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at OxenFree Capital

Sources

  1. IAPD individual record, CRD 5480972, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Oxenfree Capital LLC, filed 22 June 2026. Executive officers and direct owners; this person is not among them.
  3. OxenFree Capital team page. Biography, education, credentials, awards and the portrait, reproduced for identification.