Frederick Matthes has been an investment adviser representative at Sycamore Financial Group since January 2026, and is not listed among the firm’s executive officers or direct owners.
Sycamore Financial Group, Inc. is a Kokomo, IN firm with $787M under management, 1,146 clients and 4 advisers across 3 offices, as of its March 2026 filing.
- Sycamore Financial GroupCurrent– present · under a yearKokomo, IN · Adviser representative · Firm CRD 14143
Investment adviser representative registrations
Frederick Matthes is registered as an investment adviser representative in Indiana, since January 2026.
- IndianaSince 3 January 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 3 January 2026 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Frederick Albert Matthes
- CRD
- 8188757
- Firm
- Sycamore Financial Group · CRD 14143
- Office
- 2713 ROCKFORD LANE, Kokomo, IN 46902
- Registration
- Investment adviser registration
- In the industry since
- January 2026
- Disciplinary history
- Not yet shown here · SEC record
Where does Frederick Matthes work?
Frederick Matthes is an investment adviser representative registered through Sycamore Financial Group, Inc. since January 2026, and is not listed among the firm’s executive officers or direct owners.
Is Frederick Matthes a financial advisor?
Yes. Frederick Matthes has a current investment-adviser registration in Indiana, through Sycamore Financial Group since January 2026.
How many years of experience does Frederick Matthes have?
Frederick Matthes has 0 years in the financial industry, since January 2026, across 1 adviser firm.
What exams has Frederick Matthes passed?
Frederick Matthes passed the Series 65 in January 2026.
Where is Frederick Matthes based?
Frederick Matthes’ registered office is in Kokomo, IN.
Is Frederick Matthes registered with FINRA?
No. Frederick Matthes has no current broker registration.
How can I verify Frederick Matthes’ record?
Search CRD 8188757 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Frederick Matthes’ full registration record.
- Anita FaulknerVice President/Secretary
- Craig SmithPresident/Treasurer/Chief Compliance Officer
- Phillip F SmithNon-Registered Owner
- Alec F SmithNon-Registered Owner